牌照詳情

法團名字: FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司
證監會中央編 號:AAG408
發牌日期:29/03/2005
受規管活動生效日期
證券交易2005年3月29日
期貨合約交易2019年5月30日
就證券提供意見2005年3月29日
就期貨合約提供意見2005年3月29日
提供資產管理2005年3月29日

地址

營業地址
香港金鐘金鐘道88號太古廣場二座21樓
Level 20 Two Pacific Place, 88 Queensway, Admiralty, Hong Kong
Suite 2205-2209 of Level 22 Two Pacific Place, 88 Queensway, Admiralty, Hong Kong
香港金鐘金鐘道88號太古廣場二座22樓2213-2221室
電郵地址
[email protected]
網站地址
www.fidelity.com.hk

負責人員

負責人員名字中央編號
ANAND Paras KishoreBNN477
DROPKIN Martin BaronBQH284
GRIFFITH Travis LeeAOY752
KATHURIA NiteshARS414
KELLY Victoria JeaneBFB079
LUK Kim Ping陸劍平ACS638
MIO Chi Mei繆子美ARI789
MITTAL RajeevAWP939
NG Pek Yew黃碧瑤ACJ511
OOI Syn Yee黃心怡AEP793
QUAIFE Matthew Samuel HeighesAXX236

代表

代表名字中央編號
ABBONIZIO Maria IsabellaALF578
AGUDO VALENCIANO AngelBFA286
ANG Analee D.洪鴻華AHK319
ATKINSON Kristian MarkBMK417
BAHL HimaleeBFR746
BANNISTER Richard JohnBIS920
BHARWANI Puja Ramesh巴灣尼AXS260
BOURNE Peter ChristianBNC994
BOUTSIS SotiriosBME175
BRAMLEY Stephen LeeBNY937
BREUER JochenBBL695
CARTER Peter Charles QuentinBJI639
CHAN Adrian Ka Hin陳家軒BCE916
CHAN Hin Fung陳顯豐BMJ412
CHAN Jack Chi Kwan陳子君BPK616
CHAN Ka Hei陳家希AVL083
CHAN Ngai Ting陳毅亭BDI911
CHAN Shui Yi, Florence陳瑞兒AUW491
CHAN Soong Khuen KevinBGG412
CHAN Tak Yui陳德芮BNC476
CHAN Wai Ho陳煒豪BFM968
CHAN Wai, Wynie陳慧ARN188
CHAN Wing Sze, Vanessa陳永詩AOV656
CHAN Yee Kwan陳宜君BFI294
CHAN Yue Yan陳宇昕AGH925
CHANPONGSANG TeeraACP405
CHAU Victor Wing Chak周永澤AMS259
CHEN Nai Tzu陳乃慈BQD499
CHEUNG Alley張琦BNS366
CHEUNG Ghing Kee, Edward張正基ALV268
CHEUNG Jennifer Chu SanBNS363
CHIEN Jackie Wei JiaAHG570
CHIN Man Yi錢敏怡AMR267
CHODA BharatBHX392
CHOI Hon Wah蔡漢華BFQ066
CHU Kee Hing Angela朱琪卿BNS154
CHU Kin Chiu朱建超BOF222
CHU Ngar See朱雅詩BNX722
CHUNG Sau Yee, Esther鍾秀怡BAX809
CHUNG Shiu Leung鍾韶亮ARA405
CHUNG Siu Hong Billy鍾兆康BDH281
DE DIONISIO Kyle JosephBIV145
DEWHIRST Zachary JosephBMW152
DROPKIN Martin BaronBQH284
EFSTATHOPOULOS GeorgiosBIR869
ELLIS Stephen DavidBAX591
EMAMI NEJAD ArioBOZ453
FALCO Andrew JamesANK741
FLYNN Georgina LauraBMW565
FONG Chor Wing方楚榮ARA226
FROEHLICH Luc Claude WalterAXZ981
FU Chi Yau傅自友BPC105
FU Mengyu付梦昱BNR646
FUNG Bo Yi馮寶兒BNP169
FUNG Mei Han馮美嫻AFR011
FUNG Vivian馮蘊慧AHX012
GAN Sabrina Tsui LynBLK147
GAO Tianyu高天宇BDQ588
GIBB Toby SpencerBHB629
GONG Ming龔鳴BLV678
GORODILOV AndreiBDA741
HAK Natalie Cheuk Man郝卓汶BHZ698
HE TingBPB204
HEALY GeoffreyBOM260
HO Yuen Kiu, Holly何宛翹ARO691
HONDA Nobuyuki本田伸行AEK875
HSIEH Jiaru謝佳儒BGM144
HUANG Ying黄颖BOU280
JENNINGS MatthewBPF332
JIE Hyo MiBBT527
JIN Hwa JeongBGX918
KAN Lap Hang簡立恆ARH239
KHAN Peter AlexanderANK705
KILADIS Katarzyna IzabellaBIJ018
KIM Erica JeewonAQQ470
KONG Man Ying江汶櫻ANT422
KONG Pik Suen, Jessica江璧璇ANB753
KWAN Heung Yan, Polly關向欣AKN215
KWOK Yin Kwan郭嫣君AHK659
LAI Lok Chi黎樂知BHX461
LAI Weng Si Vivian黎穎思BNU128
LAM Ka Yiu林家耀BNL134
LAM Lok Yan, Pauline林諾欣BBN652
LAM Yi Fung林怡芃BOJ015
LANG Yuanlin郎媛琳AUZ665
LAU Hung Kei劉鴻基BDO858
LAU Keith Ka Ki劉家麒ALZ174
LAU Kwan Chuk, Karen劉堃竹AGH196
LAU Nga Pin劉雅翩BNU295
LAU Nga Yu劉雅瑜BMV578
LAU Sabrina Yin Kwan劉彦君BLN468
LAU Yan Lun劉殷麟BMI863
LAW Suk Lam羅淑嵐APJ466
LEE Chi Yan, Joanna李志欣AFR857
LEE Jenny Jaung李莊靖宇ALF685
LEE Ka Hang李嘉桁BAE507
LEE Pui Wa李佩華BDT144
LEISHMAN David ThomasBGX921
LEUNG Chun Yin, Edwin梁俊彥AXW272
LEUNG Wai Cheong梁偉昌AFW023
LEUNG Yan Chi梁恩慈BFC697
LI Ben酈犇BDX590
LI Gang李綱APV891
LI Jing李晶AZY645
LI Kit Yee Connie李潔儀BNW205
LI Louis Shun Hay李信熹ARA150
LI Siu Pan, Vincent李肇斌ATH809
LI Yuen Chuk李浣筑BCC107
LI Zhangyun李章筠BLM932
LIAO Yuan-Ching廖婉菁BNQ806
LIM Fui SzeAZX117
LIN Ting-Hsuan林庭璿APG595
LIU Ka Nam廖家楠BQF276
LIU Sai Kit廖世傑BJS797
MA Clifford Po Wah馬寶華AMJ495
MAK Yan Ling麥茵玲BNY434
MAO Cui毛萃BPW621
MATHUR NitinAQJ211
MCLEAN Casey BowenBAD648
MILLER Timothy StephenBLF858
MIO Chi Mei繆子美ARI789
MONAGHAN Gary StuartBAJ313
MUKHERJEE SuranjanAPH111
NG Alvin Wai Cheung吳偉翔BGX217
NG Sheung Ying吳嫦英AFV304
NG Yan Yan吳欣欣BIE164
NG Yuen Yung, Rachel吳宛蓉BJL704
NICHOLLS Dale OwenALK264
NING Jing宁靜APB398
OOI Syn Yee黃心怡AEP793
PANG Tim Yu彭添裕BBQ186
PANG Yeung Ping彭揚萍AVE982
PARK Hee YoungAXV663
PATEL Rikesh HasmukhAMC831
PERETTI AndrewBQF292
PHADNIS Dhananjay ShrikrishnaANV082
PHILALITHIS Eugene PeterBBE825
PONG Siu Hin Byron龐兆軒BDX589
POON Winnie潘頴妮BPR756
PUN Yun Mei, Marcella潘恩美AFU332
QIN Chen秦辰BOG595
QIN Xiaoxi覃曉曦BFX163
RICCELLI FabioBPI506
ROBERTS DanielAZP153
RUMBLE Stuart PaulBIG604
RYU Tae-HoAVD978
SAMSON Ian AlexanderBOZ457
SANTER Johann PeterAON268
SHAKIR-KHALIL OliverBNA742
SHARMA NipunAUI442
SHENG Nan盛楠APL005
SHUM Hiu Tung沈曉桐BIT011
SIDDLE Matthew SimonBHK354
SIU Yeung蕭暘BAV317
SMITH Sherene MariaBJU983
SO Ching Yim蘇貞艷AYR745
SOUTOU EleftheriaBHB830
SRIBALASUNDARAM NathanBOR792
SUN Ka Ho申家豪BJK472
SURIE RadhikaBMO983
TAM Sau Man, Melissa譚秀雯AFR009
TAM Zumin Patrick Jr.譚祖岷AEM645
TAN Adin Yan WeiBLS765
TAN Jenn HuiAXH807
TANG Chiu Fan鄧昭凡BDW212
TIAN Di田笛AYF886
TOW Wen Wei苏文伟BNM175
TRAFFORD James JohnBHO846
TREACY Benjamin DavidBMV592
TSAI Terng Luen蔡騰崙BNH464
TSE Chun Pong, Joseph謝振邦ABA097
TSE Sui Wun謝萃媛BAT445
TSO King On曹景安BOH943
TSUI Lok Man徐洛文BQP109
WANG Fang王芳BDJ447
WANG Liwen王丽雯BQE039
WANG Miaozi王苗子BFJ414
WANG Taosha王陶沙AWW072
WHYMAN Stephen PaulBOZ925
WONG Chi Leung黃子亮AOY119
WONG Ching Man王正汶AMQ696
WONG Eric YungBAH306
WONG Hoi Ying Christy黄凯盈BOC582
WONG Tsz Fung黃子峰BOE233
WONG Tsz Sing黃梓昇BNU600
XIANG Wang項往BEI586
XU Jingying徐婧瑩BMK885
XU Luyan許路雁AOO806
YAU Wai Ching, Vincent游偉政AYB009
YAU Wai Sum丘慧心AFS906
YEUNG Catherine AnnANL955
YEUNG Man Chuen楊文尊BNU223
YEUNG Pui Wa楊佩華BHH342
YIP Keiann葉彦彤BNH901
YIP Pak Sum葉栢森BNN336
YU Chi Wai余志威AEZ995
YU Wing Kin茹榮健BGX106
YUEN Hok Man阮學文BPD397
ZHANG Xiaomu張笑牧AXT646
ZHANG Yuxiang張宇翔BBL380
ZHOU Bo周波AYZ673
ZHOU Wenqun周文群AOD028
ZHOU Xiaohui周小卉BOS775
ZHU Xiaochen朱晓晨BMA483

投訴主任

電話號碼: 36532357
傳真號碼: 2509 3433
電郵地址: [email protected]
通訊地址: Level 21, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong

條件

生效日期牌照條件
2019年5月30日就第2類受規管活動而言,持牌人只可向專業投資者提供服務。\"專業投資者\"的定義在《證券及期貨條例》及其附屬法例的條文內界定。

公開紀律行動

採取行動日期所採取的行動證監會新聞稿
Dec 30, 2019 12:00:00 AMFineEnglish
中文
Dec 30, 2019 12:00:00 AMPublic ReprimandEnglish
中文

前稱

有效期至名稱
2008年5月23日Fidelity Investments Management (Hong Kong) Limited富達基金(香港)有限公司
1990年8月31日Fidelity International Investment Management (Hong Kong) Ltd

牌照記錄

受規管活動有效時期
證券交易2003年4月1日~
期貨合約交易2019年5月30日~
就證券提供意見2003年4月1日~
就期貨合約提供意見2003年4月1日~
就機構融資提供意見2003年4月1日~2005年3月29日
提供自動化交易服務2003年4月1日~2005年3月29日
提供資產管理2003年4月1日~

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