牌照詳情

法團名字: Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
證監會中央編 號:BHX981
發牌日期:11/10/2016
受規管活動生效日期
證券交易2016年10月11日
期貨合約交易2016年10月11日
就證券提供意見2016年10月11日
就期貨合約提供意見2016年10月11日
提供自動化交易服務2016年10月11日

地址

營業地址
香港中環皇后大道中2號長江集團中心68樓
電郵地址
[email protected]
網站地址
www.gs.com

負責人員

負責人員名字中央編號
BUSBY James McalpineBHD229
DALMASSE Canute HowardAND837
ELLERY James MichaelBFT053
FERGUSON Benjamin WilliamASU168
GOODMAN Jamie Macnaught RodberAPD423
GRUNBERGER Bo FredrikAPW450
HOUGHTON James PatrickBAQ711
IMATSU HidehiroBFG490
JOHNSON Paul AnthonyBFZ266
KABIR TanweerBDP140
LEE Ronald Suk Bae李碩培AEO545
MASON Matthew JamesAQM089
MCFARLAND Christina MaADU896
MURATA TakashiBOA247
PATEL JigneshAGG884
PEACH Nicholas Xavier AidanAVV327
PONG Ling CherngAOC714
POTISHKO DmitriBBK329
REINERT Alexandre Richard HaraldATB503
SLADIC AlesAUV740
SUEN Ming Chit孫明哲ADC059
TROJANOW Padideh NoraBCX240
YEUNG Shu Hang, Vincent楊書恆ANQ717
YIM Nic Wan嚴力耘ACZ192

代表

代表名字中央編號
ADOUM NabilBPS242
AGGARWALA SaurabhAVD967
AHN ChanAPG359
AN Jiangze安江泽BOA602
ANGLIN Thomas WilliamAVI264
ANUVATNUJOTIKUL Predee溫俊堅AVP871
ASHLEY Kenneth RyanAUF141
AU Andrea Megan區碧珮BGI597
AU Chee Wah Patricia區紫樺BOS908
AU Pui Shan區珮珊BQT181
AU Pui Yuk, Melissa歐珮鈺APH469
BANSAL Manvi SubhashBQA851
BATCHELOR Holly ReidBFY288
BEET Alexander JamesBJQ428
BEKKU YumikoAOU635
BEN-SHACHAR Sa-Ar DavidAQI397
BENJELLOUN AbdelouahedBPP034
BHARGAVA NimitaAZQ936
BIAN Chenxi卞晨希ANT279
BIAN Shihui卞詩荟BNS181
BILLETT James DouglasBHH872
BIRD Jonathon WilliamBCW134
BOLDUC Anne-JulieBMP069
BOONTHAVEEPAT WatcharidaBIN847
BOTTA RamnathBQA992
BOZOU Sacha Ludovic SamuelBQT184
BRUCHET David, Dominique, NicolasATH183
BULL Harriet Julia SarahBQR870
BUT Sabrina Kei MunBBT291
CAMARDA JR Joseph Andrew吳宗仁AXN289
CAO Lei曹磊BHX612
CAO Yimeng曹一萌BKG809
CARRARA Victoria Kim EleonoreBJR825
CARVALHO FURQUIM Lucas HenriqueBNJ260
CHAK Sum Chi翟心慈BNC756
CHALLANDE Philippe OlivierASO429
CHAM Alvin Ho-Cheun湛浩泉BOA745
CHAM Ho Yin湛浩然AXX542
CHAN Angie陳思略BNG400
CHAN Chun Yin陳俊彥BBK468
CHAN Chung Ching, Winston陳中正ACT420
CHAN Hau Wan Alvin陳孝昀BPM430
CHAN Hin Lun陳衍倫BQQ372
CHAN Hiu Kwan Rebecca陳曉君BJO783
CHAN Hoi Po陳海波BPE611
CHAN Hon Pan陳瀚彬BRC240
CHAN Lai Na陳麗娜BOT312
CHAN Lik Ho, Ricky陳歷豪AGU592
CHAN Phoebe Yin Ting陳彥婷BKE905
CHAN Tsz Kei陳芷琦BOS056
CHAN Tsz Kwan陳梓君BKY617
CHAN Wang Wai陳泓瑋BOE732
CHAN Willy陳煒恒BEA495
CHANG Geng Wei張耕瑋BPT080
CHAU CatherineBPX997
CHAU Chun周聰ACS103
CHEAH Sin Ying謝羨瑩AQU254
CHEAH Wan Jin谢菀津BMR105
CHEN Bing-Hai ChristopherBGG639
CHEN Fan陳帆BHF318
CHEN Hsiao Ju陳筱汝AWS022
CHEN JeffreyBFT044
CHEN Linhao陳麟豪BNG873
CHEN Shaowen陳紹文BOF188
CHEN Tin Yeung陳天洋APO576
CHEN Xiaohan陳瀟寒BNI764
CHEN Xuefei陳雪菲AZK744
CHEN Yifei陳藝斐BNJ939
CHEN Yu-Fu陳昱孚BGE441
CHEN Yuan陳縓ARA235
CHEN Zhihong陳志鴻BPM283
CHENG Ling Fung鄭領峯BNG027
CHENG Ya-wei鄭雅薇BNW174
CHEUNG Chin Kan張展勤BBH439
CHEUNG Yin Wa張燕華BFK328
CHEUNG Yu Lik張于力AXY502
CHHABRIA Siddharth DeepakBGH115
CHIANG Hsin江昕AZN661
CHIANG Yan Yi蔣欣宜BQA984
CHIRAPAISARNKUL ArinBNK986
CHO Woo YeonBPG313
CHOI Woo Sung崔宇盛AVY699
CHOO Mary Anne Hooi Cheng朱慧貞ARG661
CHOU Stephanie周海晴BPY753
CHOW Angela Man Lei周敏莉AIC435
CHOW Gwen Heng周筠珩BJI785
CHOW Liyen周麗燕AQP998
CHU Cheuk Ho, Andrew朱卓豪ATX915
CHUARD Victoria WenyiASI157
CHUI Hing Cheung Ronald徐慶彰BOJ266
CHUNG Chieh-Hung鍾杰紘BKL124
CLARK Kelly KentARK432
CONSTANT Simon JanBDZ960
CORNWALL Ross DouglasBIX011
CURTIL Laurianne MarieAWT328
DANG Yuanchu黨元初BPU138
DANIER JaniceBQW738
DASHNYAM BurtujinAXD388
DATTENBERG-DOYLE Finn Walter PatrickBPW367
DAVIDGE-PITTS Margaret Ju-Han高若涵AQD029
DENG Jiejin鄧杰今BNC664
DENG Lifan鄧立凡BKP402
DESHMUKH HimanshuBHK018
DEWITTE Mats J.APR224
DING Ling丁聆BJB899
DING Xuan丁璇BOR743
DIXON Taylor HenryAXM105
DONG Youyuan董又源BNS437
DU Manjing杜曼菁BPU849
DU Xueping杜雪萍BCB666
EUM Soo Hyun陰受鉉BIE106
FAN Raymond Chung Yan范仲恩BFX876
FANG Shuyuan方書媛BQZ908
FOK Yu Man霍愉文BOX236
FONG Ho Kwon, Andrew方浩鈞AJI742
FONG Sze Yuen Cindy方詩菀BJQ429
FOO Li Mei, Janice符麗玫ASK655
FORGET Hugo Charles EmmanuelBEB229
FU Ning付寧BQQ088
FUH Chi-wei傅薺葳BPY698
FUNG Wai Yan馮蔚茵AXQ556
FURQUIM PEREIRA NETO FILHO RicardoBJR960
GAO Caiyun高彩云AUD011
GAO Liyun高麗韞BAB050
GAO Rong高蓉BBB858
GAREAUX RomainBCC523
GARG AnshulBME258
GHOUSE Muhammed AslamBGJ401
GLAISNER QuentinBOE206
GONG Jiuzhou龔九洲BKP327
GOODMAN Jamie Macnaught RodberAPD423
GOPINATH ArunBGA585
GRIVEAU Alain Henri Jean-paulBPR586
GRUNBERGER Bo FredrikAPW450
GU Charles LiangcaoBOB716
GUO Ni郭霓BKF563
GUPTA PuneetAXF254
HAN Victoria韓佩玲BMS450
HARADA Akiko原田明子AOO818
HAYES Patrick LiamBGZ111
HE WANQING何婉青BJZ502
HE Yangjun何揚駿BMY675
HENG Wui KiatAFE178
HO Ting Him何定謙BOQ826
HOANG Minh HaBIH094
HOU Huaqing侯華青BPY192
HU Christine JieAHM887
HU DeyueBOF356
HU Ke Hsin胡可昕BPK462
HU Na胡娜BOR741
HU Xiuyi胡修怡BDZ169
HUANG Shiting黃詩婷BQR865
HUANG Ying黃穎BPN577
HUANG Yunlu黃雲鷺BNI811
HUANG Zixiao黃子蕭BPX104
HUI Kin Hei, Kenneth許健禧AFE701
HUI Yee Ting許依婷AWL151
HUNT David Anthony JohnBNH782
HUNT Ross AnthonyATD971
HUTCHINS Robert Anthony HaroldBMH854
HUYNH Spencer SimonBPR490
HWANG Jing XiongAXW300
ICHOUA Arnaud SylvainBEV783
IP Shuk Yan葉淑欣BRD898
JACOB Philip TheverkattilBMO077
JARRETT Caroline GraceAKP607
JOSEPH Mani ParekattuARQ492
JOYCE John CollinsBIB302
JUAN Wen-LinAYN476
JUNG SojinBIM945
K'HABORE Norah Barhakanatou Leslie Henriette SheroneBNF458
KALRO Naveen PrakashBOX235
KANADE Pradeep EknathBGZ264
KAPOOR RohitAVF429
KHERA Natasha PramodkumarAVJ290
KIM MinjiBPP291
KIM Sora HahnAVR237
KIM Yoon HyunBPW560
KIRK Bruce Stephen JamesASZ619
KO Hon Man高漢文BMG600
KO Yan Kiu Kristy高昕翹BKD549
KONG BrianBDZ945
KONG WilsonBDM447
KOO Dajun Edlyn顧大珺BHQ243
KOO Helena顧浩明AKI553
KOO YunhoiBHY096
KUI Florence居嘉敏BHF137
KUMAR AmitBME712
KUMAR NavinBPR526
KWAN Ho Yin Jasmine關浩妍BKH794
KWAN Yee Ching關綺晴BPA374
KWOK Ka Ying, Kendra郭家盈AWL154
KWOK Michelle Long Ting郭朗婷BFZ077
LAI Phenie Zoe黎倩渟BQD022
LAL ShivangiAZJ877
LAM Hiu Chung林曉聰BJW731
LAM Pok Lai, Paul林博禮AXI106
LAU Chung Ming樓仲明BMW913
LAU Joanne Chung-yan劉仲茵BHF959
LAU Kei Chun Simon劉基雋BKQ269
LAU Kin Hung劉建鴻BGV207
LAU Ming Leung, Rita劉銘良AFA353
LAW Frederick Andrew羅頌然BBT323
LAW Oliver Tin-Loong羅天龍APB677
LEE Ai LingBNU246
LEE Ching Hin李靜軒BNP855
LEE Ching Lam Matthew李青霖BOH420
LEE Hiu Man李曉雯BQV423
LEE John Kwok Yung Edward李國勇BKQ970
LEE Kie Hang Kath李璣珩BKZ972
LEE Nick Andre Pei Li李培立BNJ326
LEE Pei Yee JovinaBQW994
LEE So Bing Sylvia李素冰BQR854
LEE Tsz Yin李梓賢BNG708
LEE Wai Hong, Wilson李維航AEF114
LEUNG Chi Chung梁志聰AVQ077
LEUNG Chung Man, Simon梁頌文AJL621
LEUNG Hoi Wan, Loletta梁凱芸AFA629
LEUNG Ming Hin, Terence梁明軒BGZ164
LEUNG Siu Wai, Brenda梁小慧AIH673
LEUNG Willie Pa HungBAB413
LI AlexandriaBHS578
LI AliceBFY835
LI JichenBLU396
LI Junfeng李峻峰BNR187
LI Ka Nin李嘉年BBN446
LI Ka Wai李嘉偉BOT810
LI Kam To李鑫陶BKA665
LI Mavis Qiwen李綺雯AMF022
LI Na李娜AUI489
LI Quentin Chun Yin李駿賢BOS053
LI Shijiao李詩嬌BOR366
LI Sisi黎思斯ARN059
LI Wai Nga李慧雅AGL659
LI Xiaoyu李笑宇BGB342
LI Xinwei李欣蔚BQJ722
LI Yayuan李雅源AXA435
LI Yin Ting Martin李彥霆BNP406
LI Yiyi李禕禕BOI874
LI Yue李月BGR292
LI Yuk Ting Claudia李育庭BQG247
LIANG Liyun梁力允BMS363
LIAO John Bond Jonathan廖俊邦BQF096
LIM Fei Yan林飛彥BEA786
LIN Chien Huei林建惠ATR860
LIN Ka Kee, Karen林嘉琦BHD237
LIN Nan林楠AXI594
LIN Po Yin林柏吟BOT983
LIN Xiaotian林曉鈿ASY956
LIN Yisi林藝斯APP357
LIU Chin Hang廖梓珩BDX550
LIU Ruiming劉瑞明BJR792
LIU Shuangrui劉双睿BQB582
LIU Yan劉研ARI569
LIU Yanji劉晏吉BPM275
LIU Zhenyi劉楨儀AXZ089
LO Kin Lam盧健林BLU386
LO Kwun Bui Lorraine盧坤貝BQR847
LO Man Sum, Winnie羅敏心BHM172
LO Tak Shun, Dixon勞德舜ACZ589
LOH Chin Meng盧俊銘BKF464
LOH Jenn Yeh, AdrianANE752
LU Tian陸天AVK924
LU Wenyang呂文洋BEL236
LU Yingguo陸應果BRC236
LUDEMA Gregory AlanBNO917
LUI Man Ting, Gloria雷敏婷BFD428
LUK Sin Kei陸善琪BDX503
LUNIA VarunAYR744
LYU Zhiyuan呂志遠BGY599
MA Adrian Hin Chun馬顯俊AOT355
MA Chi Hong馬智康BNH068
MA Martin馬丁AVT521
MA Mingyang馬明阳BPO557
MA Shang馬上BEX659
MA Viktor XiangAFP039
MA Xiao馬驍ASP710
MA Xiaoling馬曉羚BMI893
MADDURI Pooja GroverBDH854
MADRANGE Thomas Jean ReneBOU381
MAHTANI Kishin RamBMY292
MAK Wai Hang, William麥偉恒AUZ473
MAN Ting Fai文廷暉AVN461
MAN Wing Sze, Maggie文詠斯AOO564
MANN Chi Tat文志達ALN531
MARTYN Simon NicholasBBL653
MASON Matthew JamesAQM089
MATSUZOE KIEAYF201
MC MAKIN III Benjamin ReeseAUS203
MEDNIKOV IvanBOR757
MEHRA NehalBBK053
MESZAROS Andor IstvanAQU256
MINTON MaxBAA056
MO Chung Man毛仲汶AQN970
MORROW Thomas CharlesACS731
MUI Arthur梅慶堯ARN058
NANWANI Sanjiv ManoharAVV405
NARAIN Jayesh SureshAQX336
NAVIN Sean PatrickAPJ229
NEGISHI Ryosuke根岸亮輔BCJ866
NG Ching Man, Cynthia吳靖文BGE807
NG Gustin Yuen-fung吳遠楓BGF974
NG Lai Yi, Heidi吳勵兒AJA094
NG Shing Yuk吳成鈺BQT179
NG Ting Fai吳庭暉AWD110
NG Yiu Fai伍耀輝BGI384
NG Yu XuanBPQ255
NI Wei-i倪瑋怡BFC747
NORTON-KNIGHT Thomas AndrewBCS959
O'NEILL Matthew WilliamASL088
OLLIVIER Alexandre Jean StephaneBPI502
OON Wei HongBLU698
OTSUKA Mai大塚麻衣BEJ087
PAHWA NitinBCC172
PAIK Jae HeunAML459
PAN Vivian Chor Ying班楚瑩BFW980
PEACH Nicholas Xavier AidanAVV327
PEDINI AnnaBQQ749
PENG Danyan彭丹妍BRB345
PERNET Yann MickaelAYG478
PIH Hao Ming, Lawrence畢豪敏ARN984
PODEVIN CedricBGK762
PONDOMATI CHANDRAPPA SandeepBNU249
POON Ho Lun潘浩麟BPF515
QIAN Gaolin錢高琳BQU932
QIAO Na喬娜APJ854
QIN Xinmei秦馨楣BIJ544
QU Yuying瞿郁萤BNM223
RA HelenAYD212
RASHEED Jibraan AliAUD064
RASMUSSEN Erika MaeAFC748
RASTOGI VisheshBPL436
REINERT Alexandre Richard HaraldATB503
ROBINSON Duane ElliottAPQ194
ROGERS James WilliamAQZ910
ROYCHOUDHURY ShashwatBNE860
RYU Soo Bin柳秀斌BIN734
SABRE BenjaminATO429
SAFSTRAND Michael TomasBOB734
SAHNI AkshayAMC661
SALECHA MitulBMG596
SAMI Muhammad TalhaBNI727
SANDERSON Edward JohnBEC483
SARWAL Neal James ShyamAXV308
SAUDREAU Delphine Pantxika MarieBOA513
SCHOENHUBER PhilippANQ274
SCHOONMAKER Jennifer FengASF061
SHAM Sharon Cylong岑思朗AVV406
SHEN MosheBFA429
SHEN YangBKW016
SHEN Zeda沈澤達BJV751
SHENG Lisha盛麗莎BMH847
SHEREN Peter JayAKS922
SHI Hanzhou石涵洲BPK470
SHI Haoyu史浩宇BPT278
SHI Jiangnan施江南BNC307
SHROFF MEET UrmishBMI560
SIM Seong LeolBNK488
SINDONE Mark TindaroBOK014
SINGH PritpalBNH076
SINGH RehmatBPW368
SINGLA JimiteshBPR866
SLOMAN ScottBKM190
SO LO Wing Yin, Catina蘇羅詠賢AKJ241
SO Par Lum, Stephanie蘇柏琳BAC068
SONG Lingshuang宋凌霜BOG262
STASSEN Christian EriksenAUA254
SU Hang蘇杭BRD596
SU Shouchun蘇守春APO580
SU Ying蘇穎BLU654
SUN Lu孫璐BJL347
SUN Ruoxi孫若溪BOS891
SUN Zheng孫錚APG909
SUNDARAM Roshan RameshBFI969
SUSANTO Adrian PrawiraBQC563
TAM Joy Yee, Joyce譚載怡AOY796
TAM Yue Fong Natalie譚茹方BNL094
TAN Eng Guan陳榮元AEO695
TAN Fang譚方ARI742
TANG Chi Kit鄧智傑ALC474
TANG Jacqueline Lucy唐嘉璐BOD920
TANG Sheung Yin, Justin鄧尚彥BDT815
TANG Shun Man, Tony鄧舜文ARK142
TAYLOR Robert JamesBOZ928
TEY Khang Yee鄭康愉BOP469
THATCHER Mark Anthony戴卓爾APG515
TRAN QUI Ann-SandraASD252
TRAN Steven陳承偉AIC802
TSANG Alexis Natasha曾曉玲ANR838
TSE Christine Cheuk Wing謝卓穎BLV209
TSE Ka Yi Nakita謝嘉宜BKZ927
TSE Wing Yan謝穎茵BPK866
TSENG Fan-Che曾繁哲BRD774
VADUKUL NishadAPA700
VOON Ryan Yang Kai溫揚凱BPI876
WAN Lap Ching尹立政BQB596
WAN Yu Tsung尹宇冲ANQ569
WANG Cindy Tzu Yu王咨又BIC109
WANG HongyanBOM631
WANG Huize王慧澤BNY409
WANG Jing王晶BMS440
WANG Pingyuan王平遠BMO698
WANG Shengzu王胜祖BEW665
WANG Ta-Yu王大祐BPN502
WANG Xiaoxiao王瀟瀟BNY369
WANG Zhixue王志學AFI417
WATKINS Samuel GwynBNB047
WEBB Duncan AlexanderBHH092
WEISS Isabel Jiin-MeiBNG715
WIDJAJA SophiaASO710
WILLIAMS DavidAOD020
WONG CynthiaANG868
WONG Eric Shung Kay黃崇基AMV299
WONG Ho Yin黃浩賢BPW957
WONG Kin Keung黃建強AXO285
WONG Matthew Francis黃彥燊BPL889
WONG Roger Chi-him黃智謙AYQ842
WONG Tsz Wai黃子偉BMM233
WONG Wing Ho, Isaac黃穎灝AJF683
WONG Yuen On黃遠安BJJ550
WOON Audrey HuiBEE288
WU Bin吳彬BOI385
WU Caiyi武采怡BQW613
WU Chenzhi吳晨之BFI409
WU Qinxuan吳沁軒BOS816
WU Tsz Yin胡子賢AYS530
WU YingBPF568
WU Yuesi吳越斯BLD922
XIA Qing夏青BHS914
XIONG Xueying熊雪莹BQV378
XU Ke Tony徐可ARA445
XU Xinru徐鑫如BOG497
YAFFE Alexander DavidBLX553
YANG Shanghao楊尚昊BMV465
YAO Fanjiang姚凡江BPW953
YAU Ho Yin Horace邱浩研BNH224
YAZDANPANAH MehdiBQO369
YE Tong葉童BOA761
YEA Hong GyuBBS602
YEUNG Hau Yip楊孝業BDP513
YEUNG Kai Yin楊啟賢ADU464
YEUNG Sze Chun, Patrick楊思進AOK992
YIN Haochuan尹浩川BNP854
YIN Yue尹岳BIK517
YIU Brian Chi Pang姚志鵬ABY969
YIU Kin Chung Desmond姚健聰BPX103
YU Cheng PingAXP148
YU Chung-Ling余仲齡BBJ027
YU Jaewon柳在遠APQ216
YU Pei Chin余沛津BOL062
YU Wai Yin余尉燕BBL672
YU Yiwen于逸聞BPF513
YUAN Chi袁馳ATL424
YUAN Lingnan袁凌楠BOB216
YUEN Yiu Chun袁耀浚BRB356
ZENG Zixiao曾子瀟BJA041
ZHAI Xiaojun翟曉軍BAA087
ZHANG Dawei張達威BOD326
ZHANG Jiaxin章家馨AUI054
ZHANG Lin張琳BAX948
ZHANG Mingwei張明偉BMF163
ZHANG Tailai張泰來BOD343
ZHANG Xinyi張鑫毅BPV932
ZHANG Xuting張旭婷BNG037
ZHANG Yan Ya, Emily張艷雅ALK139
ZHANG Yihui章依慧AYN532
ZHANG Yiwen張怡雯BOG776
ZHAO Yuhan趙羽翰BJT512
ZHENG Jiayi鄭嘉儀BPI021
ZHENG Puyu郑朴宇BLU393
ZHOU Jialin周佳霖BPY746
ZHOU Yingjun周英俊BNX392
ZHOU Zhou周宙BGL491
ZHU Yingjin朱映锦BOC044

投訴主任

電話號碼: 2978 0832
傳真號碼: 2978 0967
電郵地址: [email protected]
通訊地址: 68/F Cheung Kong Center, 2 Queen's Road Central, Hong Kong

條件

生效日期牌照條件

公開紀律行動

採取行動日期所採取的行動證監會新聞稿

前稱

有效期至名稱
1994年12月29日Goldman Sachs (Asia) Limited

牌照記錄

受規管活動有效時期
證券交易2016年10月11日~
期貨合約交易2016年10月11日~
就證券提供意見2016年10月11日~
就期貨合約提供意見2016年10月11日~
提供自動化交易服務2016年10月11日~

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