註冊詳情

機構名字:Bank of East Asia Limited, The 東亞銀行有限公司
證監會中央編號:AAJ165
註冊日期:11/01/2005
受規管活動生效日期
證券交易2005年1月11日
就證券提供意見2005年1月11日
就機構融資提供意見2005年1月11日
提供資產管理2005年1月11日

地址

營業地址
香港德輔道中10號
B/F and G/F, Cheung Fung Mansion, 16-18 Tai Wai Road, Shatin, New Territories, Hong Kong
Shop A G/F Richland House, 77B & 77C Waterloo Road, Kowloon, Hong Kong
Shop A and B, G/F, Shop A, B and C, M/F, Kalok Building, 720-722 Nathan Road, Kowloon, Hong Kong
Shop 2-3, 5-10 and 17, Upper Ground Floor, Tuen Mun Town Plaza, Phase II, 3 Tuen Lung Street, Tuen Mun, New Territories, Hong Kong
Shop No.217B, Level 2, East Point City, 8 Chung Wa Road, Tseung Kwan O, New Territories, Hong Kong
Room VA210 Podium Floor, Shaw Amenities Building, The Hong Kong Polytechnic University, Hung Hom, Kowloon, Hong Kong
Shop No.318-322 Level 3 Ma On Shan Plaza, 608 Sai Sha Road, Ma On Shan, New Territories, Hong Kong
G/F, Entrance Piazza, The Hong Kong University of Science and Technology, Clear Water Bay Road, Sai Kung, New Territories, Hong Kong
Shop No. 1002, 1/F Elements, 1 Austin Road West, Tsim Sha Tsui, Kowloon, Hong Kong
Shop UG01 Upper Ground Floor iSQUARE, 63 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong
Shop 10-11, G/F, Fu Tung Plaza, Tung Chung, Lantau Island, Hong Kong
Shop No. UG46 & 47 Upper Ground Floor Olympian City 2, 18 Hoi Ting Road, West Kowloon, Hong Kong
Shop 27B-C Level 2 Fanling Town Centre, 18 Fanling Station Road, Fanling, New Territories, Hong Kong
Shop F12B, Level 1, Telford Plaza 1, Kowloon Bay, Kowloon, Hong Kong
Shop G2-G4, G/F, Fok Cheong Building, 1032-1044 King's Road, Quarry Bay, Hong Kong
Shop I & J, G/F Sun On Building, 484-496 Queen's Road West, Shek Tong Tsui, Hong Kong
Shop MBG 13, Patrick Lee Wan Keung Academic Building, Lingnan University, 8 Castle Peak Road, Tuen Mun, New Territories, Hong Kong
G/F, 1035 King's Road, Quarry Bay, Hong Kong
G/F, 162 Aberdeen Main Road and G/F and 1/F, 164 Aberdeen Main Road, Aberdeen, Hong Kong
B/F and Shop A, G/F, Shung Ling Building, 65-89 Shung Ling Street, San Po Kong, Kowloon, Hong Kong
B/F and G/F, 326-328 King's Road, North Point, Hong Kong
G/F, M/F and 1/F, 5-7 Sing Woo Road, Happy Valley, Hong Kong
B/F and G/F, Loong King Mansion, 23-27 Ma Tau Wai Road, Hung Hom, Kowloon, Hong Kong
G/F, C/F and 1/F, 77 Castle Peak Road, Yuen Long, New Territories, Hong Kong
Shop 6, 7, 37 and 38, G/F, Gold Mine Building, 345 Chai Wan Road, Hong Kong
B/F and G/F, 13 Woh Chai Street, Tai Hang Tung, Kowloon, Hong Kong
Shop 4, G/F, Luen Fung Building, 62-70 Po Heung Street, Tai Po, New Territories, Hong Kong
Shop G1010-1011, Yiu Sing Mansion, Taikoo Shing, Quarry Bay, Hong Kong
Shop 1-3, Ka Fu Building, 19-27 Bonham Road, Hong Kong
Shop N57, G/F, Shop N88 and N89, 1/F, Mount Sterling Mall, Mei Foo Sun Chuen, Kowloon, Hong Kong
Unit 1, G/F, Hewlett Centre, 52-54 Hoi Yuen Road, Kowloon, Hong Kong
Shop 32B, 38-41, G/F, Laguna Plaza, Laguna City, 88 Cha Kwo Ling Road, Kwun Tong, Kowloon, Hong Kong
G02, G/F, Jockey Club Academic Community Centre, 9 Baptist University Road, Kowloon Tong, Kowloon, Hong Kong
Shop 243-244 and Shop 248-249, 2/F, Metro City Plaza I, 1 Wan Hang Road, Tseung Kwan O, New Territories, Hong Kong
Shop E & F, G/F, Hing Fat Building, 45-45A Nga Tsin Wai Road, Kowloon City, Kowloon, Hong Kong
G/F, 6-8 Market Street, Tai O, Lantau Island, Hong Kong
Shop A2, Silver Centre Building, Silvermine Bay, Lantau Island, Hong Kong
Shop 3-4 and Shop 20-23, Level 1, Shatin Plaza, 21-27 Shatin Centre Street, Shatin, New Territories, Hong Kong
Shop B-C, G/F and Shop A-D, 1/F, Jonsim Place, 228 Queen's Road East, Wanchai, Hong Kong
Shop P0030, G/F,Centennial Campus, The University of Hong Kong, Pokfulam Road, Hong Kong
Room C-P-12, Podium, Central Facilities Building, 10 Lo Ping Road, Tai Po, New Territories (Education University of HK Branch), Hong Kong
Room 108 1/F Pommerenke Student Centre Pond Crescent, The Chinese University of Hong Kong, Shatin, New Territories, Hong Kong
LG/F and G/F, Eastern Commercial Centre, 395-399 Hennessy Road, Causeway Bay, Hong Kong
Shops 296A and 296B 2/F Shun Tak Centre, 200 Connaught Road Central, Sheung Wan, Hong Kong
Shop L217-L223, G/F Lok Fu Plaza, Wang Tau Hom Kowloon, Hong Kong
Shop 1 G/F and 1/F Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wanchai, Hong Kong
Shop 5, G/F, M/F & 1/F, Ying Kong Mansion, 2-6 Yee Wo Street, Causeway Bay, Hong Kong
Shop 102A Level 1 Plaza Hollywood, 3 Lung Poon Street, Diamond Hill Kowloon (Plaza Hollywood Branch), Hong Kong
Shop 101 1/F Convention Plaza Shopping Arcade, 1 Harbour Road, Wanchai (Wanchai Convention Plaza Branch), Hong Kong
Shop G19 G/F Sites 9, Wonderful Worlds of Whampoa, Hunghom Kowloon (Whampoa Garden Branch), Hong Kong
G/F, 1/F and 2/F, Ka Fook Building, 289-293 Shau Kei Wan Road, Shaukeiwan, Hong Kong
Shop 1015-1019 L1 Sheung Shui Centre Shopping Arcade, 3 Chi Cheong Road, Sheung Shui New Territories, Hong Kong
1/F, Carnarvon Plaza, 20 Carnarvon Road, Tsim Sha Tsui, Kowloon, Hong Kong
Shop 103 & 103A, 1/F, +WOO Phase 2, 18 Tin Yan Road, Tin Shui Wai, New Territories, Hong Kong
Shop 1A, G/F & UG/F, One Madison, 305 Castle Peak Road, Cheung Sha Wan, Kowloon, Hong Kong
Shop 2003-2006 2/F United Centre, 95 Queensway, Admiralty, Hong Kong
Shop 117-119, 125A & 125BC, 1/F, Cheung Sha Wan Plaza, 833 Cheung Sha Wan Road, Kowloon, Hong Kong
Shop 5, G/F, Chung On Building, 297-313 Sha Tsui Road &, Shop 1, G/F, Kwong Yick Building, 315-323 Sha Tsui Road, Tsuen Wan, New Territories (Tsuen Wan Sha Tsui Road Branch), Hong Kong
B/F, G/F, M/F, 1/F & 2/F, 638-640 Nathan Road, Mongkok, Kowloon, Hong Kong
Office No. 916-918, Level 9, Landmark North, 39 Lung Sum Avenue, Sheung Shui, New Territories, Hong Kong
G/F, 162 Queen's Road Central, Central, Hong Kong
Shop 1, G/F and Unit 2606, 26/F, 33/F and 38/F, Millennium City 5, 418 Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong
Shop A, B, C of G/F, 1/F - 5/F, Easey Commercial Building, 253-261 Hennessy Road, Wanchai, Hong Kong
Shop G, H and I, G/F and B/F, Hong Kong Health Check Tower, No. 241-243 Nathan Road, Jordan, Kowloon, Hong Kong
G/F, 133 Wai Yip Street, Kwun Tong, Kowloon, Hong Kong
Shop 140-141, Level 1, Metroplaza, 223 Hing Fong Road, Kwai Fong, New Territories, Hong Kong, Hong Kong
Shop 121, Level 1, Park Central, 9 Tong Tak Street, Tseung Kwan O, New Territories, Hong Kong, Hong Kong
電郵地址
[email protected]
網站地址
www.hkbea.com

主管人員

主管人員名字中央編號
LAU Chi Wai, Michael劉志偉AVT372
LAU Ching Ching劉晶晶AAJ216
LI Kai Cheong, Samson李繼昌AAE987
LI Man Bun, Brian David李民斌AJD679
LI Man Kiu Adrian David李民橋AGB284
NG Kar Yui, FrancisBAQ360
TONG Hon Shing唐漢城ACU393
TSUI Chun Man, Thomas徐振文AGN480
WONG Ni Nau ShirleyAYU286

投訴主任

電話號碼: 3608-1469
傳真號碼: 3608-6228
電郵地址: [email protected]
通訊地址: 32/F., BEA Tower, Millennium City 5, 418 Kwun Tong Road, Kwun Tong, Hong Kong

條件

生效日期註冊條件
2005年1月11日就第6類受規管活動而言,該人不得就證監會發出的《公司收購、合併及股份購回守則》範圍內的事宜/交易向客戶提供意見。
2005年1月11日就第9類受規管活動而言,該人不得為他人提供管理期貨合約投資組合的服務。
2006年11月24日就第6類受規管活動而言,由2007年1月1日開始,該人士不得就要求將任何證券在認可證券市場上市的申請以保薦人身分行事。

公開紀律行動

採取行動日期所採取的行動證監會新聞稿
Sep 17, 2020 12:00:00 AMFineEnglish
中文
Sep 17, 2020 12:00:00 AMPublic ReprimandEnglish
中文

前稱

有效期至名稱

註冊記錄

受規管活動有效時期
證券交易2003年4月1日~
就證券提供意見2003年4月1日~
就機構融資提供意見2003年4月1日~
提供自動化交易服務2003年4月1日~2005年1月11日
提供資產管理2003年4月1日~

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