詳情列表
牌照詳情
| 法團名字: | Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
| 證監會中央編 號: | ABY236 |
| 發牌日期: | 30/03/2004 |
| 受規管活動 | 生效日期 |
|---|---|
| 證券交易 | 2004年3月30日 |
| 期貨合約交易 | 2021年4月9日 |
| 就證券提供意見 | 2004年3月30日 |
地址
| 營業地址 |
|---|
| Room 501-505, 5/F, Wing On Centre, 111 Connaught Road Central, Sheung Wan, Hong Kong |
| 香港中環皇后大道中181號新紀元廣場26-28字樓 |
| 香港中環德輔道中68號萬宜大廈14樓 |
| 網站地址 |
|---|
| www.gtja.com.hk / www.gtjai.com |
負責人員
| 負責人員名字 | 中央編號 |
|---|---|
| CHAN Chun Chung陳振聰 | AEQ936 |
| CHEN Yi-yin陳怡吟 | AXB314 |
| DAI Bo代波 | AZG279 |
| DU Jinsong杜勁松 | AQU252 |
| HO Yui Kwong, Kenny何銳光 | AAA321 |
| HUANG Bo黃博 | BIS266 |
| HUDSON Noah John | AVV666 |
| JIANG Xiaoyan蔣小燕 | AVP036 |
| KWOK Keung郭強 | AED064 |
| LAU Muk Hoi柳木海 | AUQ375 |
| LEI Qiang雷強 | AOI913 |
| LI Tan, Jean李丹 | AQH516 |
| LIU Gu劉谷 | AJE163 |
| LIU Po Wen劉博文 | ATL504 |
| LO Chun Keung, Bassanio盧振強 | ADA457 |
| LOU Wing Chung, Simon羅永頌 | ABI724 |
| LUI Hung Kik呂鴻極 | AZF855 |
| OUYANG Shu歐陽姝 | BBP423 |
| QI Haiying祁海英 | BFB179 |
| SIT Yiu Cho, Jeffrey薛耀祖 | AVP014 |
| SUN Yi Lam孫意琳 | AMS189 |
| WONG Chung Mun黃仲文 | AAA153 |
| WONG Tung Ching王冬青 | AGG343 |
| YEUNG Tze Fung楊子峰 | ACS539 |
| YIM Fung閻峰 | AFP741 |
| YU Ka Fai余家輝 | ACR614 |
| ZHANG Jinhui張金暉 | AMU874 |
代表
| 代表名字 | 中央編號 |
|---|---|
| AO IEONG Wai Chi歐陽惠慈 | BOU592 |
| BAI Ge白舸 | BOW956 |
| CAI Jiawei蔡佳瑋 | BGQ866 |
| CAO Zhu曹柱 | BCI497 |
| CHAN Cheung Kam陳章淦 | ASZ085 |
| CHAN Chi Cheung, Sunny陳志翔 | AGS231 |
| CHAN Chun Chung陳振聰 | AEQ936 |
| CHAN Esther陳穎謙 | BBD983 |
| CHAN Hoi Fung陳凱峰 | AHF378 |
| CHAN Kai Yin陳佳燕 | BAC398 |
| CHAN Kai Yin陳啟賢 | BEC490 |
| CHAN Kelly陳家禮 | AFD940 |
| CHAN Kin On陳健安 | BMV939 |
| CHAN Kong Yin陳廣賢 | ASQ209 |
| CHAN Kwok Chu陳國柱 | ACV735 |
| CHAN Loi Tak陳來得 | AFG864 |
| CHAN Man Fung陳文鋒 | AUE707 |
| CHAN Man Hung, Ivan陳文洪 | AVE049 |
| CHAN Man Tik陳文迪 | BBS455 |
| CHAN Man Yi陳文意 | BPG219 |
| CHAN Siu Fai, Victor陳兆輝 | BQG619 |
| CHAN Siu Kit陳小潔 | BGT717 |
| CHAN Suk Fong陳淑芳 | AEI295 |
| CHAN Tai Ching Michael陳大禎 | AXD994 |
| CHAN Tak Man, Calvin陳德文 | BAJ169 |
| CHAN Wai Tung陳偉東 | ABH394 |
| CHANG Shu Pei張書沛 | BHG774 |
| CHEN Ao陳傲 | BOT886 |
| CHEN Chi Hing陳志興 | AJV389 |
| CHEN Juming陳炬明 | BNY744 |
| CHEN Mengzhou陈梦舟 | BON839 |
| CHEN Sichao陳思超 | BOW553 |
| CHEN Sida陳斯达 | APQ831 |
| CHEN Tiantong陳天同 | BRC178 |
| CHEN Wuhao陳吳昊 | BOF915 |
| CHEN Yanling陳艷玲 | BBJ072 |
| CHEN Ying陳穎 | ASX209 |
| CHEN Yingying陳盈盈 | AOJ051 |
| CHEN ZHENYUAN陳貞媛 | ALZ069 |
| CHENG Kwok Ming 鄭國明 | BBK183 |
| CHENG Man Chi鄭敏芝 | AGC897 |
| CHENG Man Ho, Raymond鄭文浩 | BDD058 |
| CHENG Pui Ming鄭沛銘 | BMV856 |
| CHENG Siu Wa鄭少華 | ADG364 |
| CHENG Tsz Hin鄭梓軒 | BOO417 |
| CHENG Xi程曦 | BOL384 |
| CHEUNG Chi Hang張智恒 | AWC633 |
| CHEUNG Ka Lai章嘉麗 | AYK778 |
| CHEUNG Ming Hung張銘洪 | ARD601 |
| CHEUNG Shu Ping張樹冰 | AGD751 |
| CHEUNG Wing Sze張穎思 | ALW944 |
| CHI Chung Him池仲謙 | ARO768 |
| CHIK Chuk Nor戚竹娜 | AJD283 |
| CHIU Pei Tzu邱珮慈 | BPO592 |
| CHOW Chun Yin周晉賢 | BIV568 |
| CHOW Chun Yue Louis周振宇 | BIQ704 |
| CHOW Hau Fan周厚勛 | AXZ765 |
| CHOW Oi Ki周藹琪 | BQE977 |
| CHOW Shun Chiu周汛釗 | BFK667 |
| CHU Ka Kwan, Lorraine朱嘉群 | BCC327 |
| CHU Sheung Lun朱上倫 | AYK458 |
| CHU Wan Yin朱韻賢 | AWS031 |
| CHU Yin Man朱賢文 | ABS053 |
| CHU Ying朱瑩 | AXP797 |
| CHUANG Shu Ching莊淑晴 | BHV641 |
| CHUI Wai Fong徐惠芳 | AUQ988 |
| CUI Jingyi崔婧怡 | BIM301 |
| DAI Huiwei戴惠偉 | AMF538 |
| DENG Qiao鄧巧 | BKC621 |
| DING Jiaheng丁佳珩 | BDB900 |
| DING Yixin丁一新 | BML415 |
| DONG Xiaoxuan董小玄 | BMY834 |
| DU CHAO杜超 | BJP470 |
| FANG Zhou方舟 | BQV566 |
| FENG Tingshuai馮廷帥 | BKQ263 |
| FONG Ka Chai方家齊 | BFP708 |
| FONG Wai Kim方偉儉 | ADZ921 |
| FU Xiaoqing傅曉青 | BCY599 |
| GE Yiran葛一然 | BNM263 |
| GUO Yong郭勇 | AXS906 |
| HAN Wenyuan韓文苑 | AQC822 |
| HE Huanshan何煥珊 | BCV357 |
| HE Jun何鈞 | AUR969 |
| HE WEI何威 | AVW085 |
| HE Zirong何梓榕 | BNU189 |
| HO Cho Yiu何祖耀 | BFJ184 |
| HO Siu Yan, Jennifer何紹茵 | BEI261 |
| HO To, Alan何鍍 | AAE138 |
| HO Wai Ping, Regina何偉冰 | AVM917 |
| HON Kin Chung韓建中 | AQO379 |
| HONG Xueyu洪學宇 | BFE233 |
| HU Jie胡洁 | BNV460 |
| HU Zuoang胡佐昂 | BPY531 |
| HUA Changchun花長春 | BBM630 |
| HUANG Chongjun黃重鈞 | BGH447 |
| HUANG Daru黃達儒 | BOS309 |
| HUANG Guanxiong黃冠雄 | BPF850 |
| HUANG Han黃涵 | BPN734 |
| HUANG Kaihong黃凱鴻 | BNJ746 |
| HUANG Rongzuo黃荣左 | BMP043 |
| HUANG Yanming黃燕銘 | ANY447 |
| HUANG Yiyun黃弋芸 | BOX071 |
| HUI King Lung許經隆 | ANJ588 |
| HUI Tsz Kit許子杰 | BCL692 |
| HUI Yu Cheung許宇翔 | ALB979 |
| HUNG Ming Xi, Rainky洪銘鍶 | BFX024 |
| IP Kun Ming葉貫明 | BFU592 |
| IP Wun Tai, Mandy葉煥娣 | APO656 |
| JIANG Lin姜琳 | BGE907 |
| JIAO Ying焦穎 | AQS661 |
| JIN Jia金甲 | AZJ097 |
| JIN Ziwei金紫薇 | BOA864 |
| KAN Lai Ping, Pinky簡麗萍 | AKY991 |
| KAO Yu Lap, Alan高豫立 | BDL571 |
| KE Chiyuan柯馳原 | BPL209 |
| KIM Jung Soo金貞秀 | BQR028 |
| KONG Yuan孔原 | BAB543 |
| KWAN Po Shan關寶珊 | BOD890 |
| KWAN Wai Shan關慧珊 | BJL010 |
| KWOK Ho Hung, David郭可雄 | ACP629 |
| KWOK Lap Wa郭立華 | ARA667 |
| KWONG Hoi Yeung, Ocean鄺凱揚 | AJH029 |
| KWONG Pui Chuen鄺霈銓 | AWL133 |
| LAI Billy Yee Piu黎以標 | AMV035 |
| LAI Kai Hung黎啟雄 | ABU524 |
| LAI Man Kin黎敏健 | ARI785 |
| LAI Man Yan黎民茵 | AIX723 |
| LAM Cheuk Sun林卓燊 | AXZ771 |
| LAM Man林敏 | ABR878 |
| LAM Shu Hon林書瀚 | AWP285 |
| LAM Tat Hung林達鴻 | ARE174 |
| LAM Tat Shing林達誠 | AUV992 |
| LAU Hiu Wai劉曉蕙 | AOD527 |
| LAU Ka Po, Jasmine劉嘉寳 | BGH952 |
| LAU Mei劉薇 | AMX207 |
| LAU Nga Yeung劉雅揚 | ALQ199 |
| LAU Shing Fung劉盛豐 | BKP938 |
| LAU Wai Kit劉唯杰 | APR878 |
| LAU Ying劉營 | AGB977 |
| LAW Ka Wing羅嘉榮 | BQO635 |
| LAW Kai Hung羅啟鴻 | BQT141 |
| LAW Lap Kau羅立球 | AVH515 |
| LAW Pui Tat羅沛達 | BHO139 |
| LEE Chun李駿 | AAK357 |
| LEE Chun Yin, Benedict李俊賢 | AQT306 |
| LEE Shu Fan李樹勳 | AVZ082 |
| LEE Wang Sun李宏燊 | ARF794 |
| LEE Xiao Qin Ervin李孝勤 | BNR822 |
| LEI Anran雷安然 | BON535 |
| LEONG Yui Ern梁毓恩 | BQE968 |
| LEUNG Alexander梁皓鈞 | ANH673 |
| LEUNG Chor Ming梁礎銘 | AEA299 |
| LEUNG Chun Pui梁俊培 | AUC491 |
| LEUNG Yuen Kwan梁婉君 | AKP198 |
| LEUNG Yuen Mai, Amy梁婉媚 | AED146 |
| LI Bai李柏 | BLA188 |
| LI Dengji李登基 | BMT588 |
| LI Haihu李海虎 | BBJ048 |
| LI Hengzhao李恒釗 | BOP548 |
| LI Ming李明 | BAV336 |
| LI Sha李莎 | BPN447 |
| LI Sheung Ling李嫦玲 | ACO120 |
| LI Sze Hang李思行 | AVY336 |
| LI Tianyi李天一 | BHH855 |
| LI Wen李雯 | APD353 |
| LI Xinxin李辛辛 | BOI870 |
| LI Yucan李毓璨 | BQC043 |
| LIAO Jieke廖杰柯 | BQG620 |
| LIAO Min-Liang廖敏良 | BBX041 |
| LIAO Ning廖宁 | BLP516 |
| LIN Ping林蘋 | AFO661 |
| LIN Rongye林荣叶 | BNY994 |
| LIN Yuanyuan林园远 | BIJ850 |
| LIU Bing劉冰 | BIK705 |
| LIU Chen柳晨 | BMV316 |
| LO Chun Keung, Bassanio盧振強 | ADA457 |
| LO Kwong Shun, Wilson羅廣信 | AFQ413 |
| LU Lu呂露 | AKX339 |
| LUI Hung Kik呂鴻極 | AZF855 |
| LUO Jie羅洁 | BQC686 |
| LV Sihui呂思慧 | BGB553 |
| MA Chao馬超 | BBS855 |
| MA Ka Shing馬家成 | BPX687 |
| MA Sau Cheung Toliver馬守彰 | BFX334 |
| MA Xiaoxuan馬晓譞 | BIX808 |
| MA Xing馬行 | BOM109 |
| MAI Ziqi麥梓琪 | BHY888 |
| MAN Kon Kuen, Martin文幹權 | AGB686 |
| MOK Ngo Wang, Owen莫傲宏 | BRC174 |
| NG Chi Hang, John吳致恆 | BFD830 |
| NG Cho Fai, Jackfrey吳祖輝 | ALR784 |
| NG Kei Chi吳琦熾 | ALN804 |
| NIU Zhuowen牛卓文 | BIG601 |
| PAN Jupeng潘舉鵬 | BFU374 |
| PAN Linglei潘凌蕾 | BHC545 |
| PAN Youdian潘有典 | AJM450 |
| PRITCHARD Christine袁梦 | BCJ615 |
| QIN Zhiyin秦之茵 | BQK559 |
| RAY Hung Pang黎孔鵬 | BID045 |
| REN Tingting任婷婷 | BPM216 |
| SHAO Junxi邵俊樨 | BNR215 |
| SHEK Hiu Nam石曉楠 | BDF750 |
| SHEK Ki Fung石奇峯 | BBH080 |
| SHEN Ran沈然 | BOT271 |
| SHEN Yue沈悅 | AIH410 |
| SHI Yaying施亞莹 | BLO847 |
| SHI Zhenchun施臻純 | BOO987 |
| SIN Fung Chi冼鳳芝 | AQQ518 |
| SO Cho Ho蘇祖浩 | ALZ561 |
| SONG Tao宋濤 | BCW524 |
| SU Dong蘇棟 | BNO602 |
| SUEN Ka Kit孫家傑 | BAM439 |
| SUN Renjie孫仁杰 | BKI603 |
| SUN Tianhao孫天昊 | BPQ090 |
| SUN Xiao Xiao孫瀟瀟 | BKV797 |
| SUNG Poh Hong宋寶康 | BIN519 |
| TAI Ming Kong戴銘光 | AQW020 |
| TAM Kai Yi, Kelly譚啟兒 | AVE810 |
| TAM Tommy Yuk-tong譚毓棠 | AVZ831 |
| TAM Yuk Yin, Denise譚玉燕 | AQW022 |
| TANG Chit鄧捷 | BOU265 |
| TANG Kelvin Chi Wai鄧志偉 | BFE980 |
| TEE Brian Benedict Oh | AXP239 |
| TIAN Chong田翀 | BQB396 |
| TO Hon San杜漢燊 | BQG126 |
| TO Yu Fai杜宇輝 | AEI209 |
| TSAI Hsin Yi蔡心怡 | AXV938 |
| TSANG Kwong Sun Patrick曾廣新 | BJI359 |
| TSANG Sui Cheung曾瑞祥 | BER410 |
| TSANG Yin Chung, Martin曾彥中 | AUX602 |
| TSOI Wai Kwong蔡偉光 | AOY483 |
| TSUI Hok Man, Simon崔學民 | AEZ898 |
| TUNG Wing Fong, Corona董詠芳 | ABN060 |
| WAN Ching Lam尹青臨 | BCC333 |
| WANG Changjiang汪昌江 | BHV534 |
| WANG Fan王帆 | BIM260 |
| WANG Gang王剛 | AGN326 |
| WANG Han王瀚 | BOH007 |
| WANG Hongrui王泓睿 | BFH177 |
| WANG Jinyue王津粵 | BPT336 |
| WANG Junhong汪俊紅 | BBL215 |
| WANG Minnan王旻楠 | BPW751 |
| WANG Tong王彤 | BJV907 |
| WANG Wenxiao王玟晓 | BJX751 |
| WANG Xiaoxian王小嫻 | BCY754 |
| WANG Ya Ya王婭婭 | ARO574 |
| WANG Yayuan王雅媛 | ARM817 |
| WANG Ye王燁 | BEA912 |
| WANG Yifang王一方 | BNI063 |
| WONG Anthony黃嘉賢 | AFU754 |
| WONG Chun Ho王俊浩 | AYA928 |
| WONG Hiu Cheung王曉翔 | BFY879 |
| WONG Ka Wai黃家瑋 | AVH850 |
| WONG Lok Man, Arnold黃諾文 | AHV035 |
| WONG Long Chun黃朗晉 | BIO909 |
| WONG Pui Yuen, Bryan黃沛源 | AOH949 |
| WONG Siu Ming黃紹銘 | BGB205 |
| WOO Ka Wing胡嘉詠 | AND602 |
| WU Di吳狄 | BNJ741 |
| WU Hongjian吳洪健 | ALS600 |
| WU Kaixiang吳凱翔 | BRD478 |
| WU Qiong吳穹 | AOE681 |
| WU Shuk Ming胡淑明 | BJV936 |
| WU Xiaoyu吳效宇 | BDL577 |
| WU Yeuk Man胡躍民 | AFB357 |
| WU Yijun武怡君 | BDA182 |
| XIAO Di肖鏑 | BNH359 |
| XIAO Jiajia肖佳佳 | BOX069 |
| XIAO Jin肖瑾 | BGG646 |
| XIE Ting謝挺 | BAG295 |
| XU Huangsheng許煌勝 | BQK562 |
| XU Ke徐可 | BHU228 |
| XU Linkun徐琳琨 | BCT630 |
| XUE Ying薛穎 | BQG621 |
| YAM Wai Yuen Vincent任維淵 | AGM448 |
| YAN Ka Ho甄嘉豪 | BGB456 |
| YANG Haoming楊浩明 | BOK461 |
| YANG Shuya楊舒雅 | BPG221 |
| YANG Xiaoqing楊晓青 | AKN223 |
| YANG Yi楊懿 | BMP248 |
| YANG Yuting楊鈺婷 | BNX861 |
| YEO Keng Chun楊慶春 | ANQ025 |
| YEUNG Chun Ki楊駿基 | AEP502 |
| YEUNG Wai Cheung楊偉祥 | AFW456 |
| YEUNG Ying Wai楊盈慧 | AQS662 |
| YIM Siu Cheung閻紹樟 | AHF674 |
| YIP Chin Hong葉展航 | APP546 |
| YIU Wai Yi姚惠儀 | APW017 |
| YU Jintong余勁同 | BLZ710 |
| YU Kwan Fei虞珺斐 | ALU224 |
| YU Kwok Fai楊國輝 | APG562 |
| YU Lap Kwan余立群 | ABP463 |
| YU Wing Yi, Daisy余穎怡 | AHE833 |
| YU Yaodong余耀東 | BPD919 |
| YUEN Yat Shing, Trevor袁溢誠 | AGA673 |
| YUNG Yuet Man, Susan容月敏 | AQB099 |
| YUNG Zico Shu-gor翁樹果 | ASD834 |
| ZENG Qinghao曾慶豪 | BIW621 |
| ZENG Xinyuan曾新芫 | BKR306 |
| ZHAN Chunli詹春立 | BIY251 |
| ZHANG Dan | BOS909 |
| ZHANG Fan張帆 | BCD863 |
| ZHANG Lingxi張玲西 | BQO411 |
| ZHANG Lingyun張凌云 | AJC735 |
| ZHANG Sijun張嗣君 | AHK260 |
| ZHANG Xiaoyu張孝煜 | BGI468 |
| ZHANG Xue張雪 | BMO743 |
| ZHANG Yan張岩 | BND553 |
| ZHANG Yan張燕 | BBG315 |
| ZHAO Shuman趙舒蔓 | BEN427 |
| ZHAO Wei趙薇 | BPH566 |
| ZHAO Xinyue趙欣玥 | BLR353 |
| ZHAO Yining趙依宁 | BGC425 |
| ZHENG Haomin鄭皓敏 | BJS887 |
| ZHENG Shenghuai鄭聖槐 | BMI556 |
| ZHOU Hanyi周涵逸 | BQE962 |
| ZHOU Huanwei周桓葳 | BKI616 |
| ZHOU Yulong周宇龍 | BPB475 |
| ZHU Chenyue諸諶玥 | BQR869 |
| ZHU Junjie朱俊杰 | BDO827 |
| ZHU Yixiao朱屹霄 | BOG754 |
| ZHUO Shikai卓仕凱 | BNV463 |
投訴主任
| 電話號碼: 25095432 |
| 傳真號碼: 28787977 |
| 電郵地址: [email protected] |
| 通訊地址: 香港中環皇后大道中181號新紀元廣場27字樓 |
條件
| 生效日期 | 牌照條件 |
|---|---|
| 2021年4月9日 | 就第2類受規管活動而言，持牌人只可就其作為在認可證券市場上市的產品發行人之活動進行以對沖為目的之期貨合約交易。 |
公開紀律行動
| 採取行動日期 | 所採取的行動 | 證監會新聞稿 |
|---|---|---|
| May 30, 2016 12:00:00 AM | Public Reprimand | English中文 |
| May 30, 2016 12:00:00 AM | Fine | English中文 |
| Jun 18, 2020 12:00:00 AM | Public Reprimand | English中文 |
| Jun 18, 2020 12:00:00 AM | Fine | English中文 |
前稱
| 有效期至 | 名稱 |
|---|---|
| 2000年6月19日 | Guo Tai Junan Securities (Hong Kong) Limited |
| 2000年4月26日 | J & A Securities (Hong Kong) Limited |
| 1994年1月13日 | Massique Limited |
牌照記錄
| 受規管活動 | 有效時期 |
|---|---|
| 證券交易 | 2003年4月1日~ |
| 期貨合約交易 | 2021年4月9日~ |
| 就證券提供意見 | 2003年4月1日~ |
| 就機構融資提供意見 | 2003年4月1日~2004年3月30日 |
| 提供自動化交易服務 | 2003年4月1日~2003年8月26日 |
| 提供資產管理 | 2003年4月1日~2004年3月30日 |
Was this helpful?
0 / 0
為這個公司/經紀人進行評等！
[評等總次數: 0，平均評等: 0]
本文链接： https://hk.hksecwiki.com/corp/1615/
由HKSecWiki香港券商百科整理发布，香港证券开户请访问hksecwiki.com