牌照詳情
法團名字: | UBS Securities Hong Kong Limited |
證監會中央編 號: | BIN466 |
發牌日期: | 19/12/2016 |
受規管活動 | 生效日期 |
---|
證券交易 | 2016年12月19日 |
期貨合約交易 | 2016年12月19日 |
就機構融資提供意見 | 2016年12月19日 |
提供自動化交易服務 | 2016年12月19日 |
地址
營業地址 |
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香港中環金融街8號國際金融中心2期46-52樓 |
負責人員
負責人員名字 | 中央編號 |
---|
AN Zhen安鎮 | APB220 |
BASSOLINO Gaetano | BNW211 |
CHAN Lap Lam陳立林 | AYQ809 |
CHIN Hung I金弘毅 | ADT385 |
CHONG Yao Hoong張耀鴻 | AYQ810 |
COMBALOT Laurent Benoit Georges | AHC015 |
DE GARIDEL-THORON Thomas Henri S. M. | AUX091 |
ERSOY Alan Metin | AOY949 |
FENG Yun馮贇 | ATN364 |
HON Wai Man, Samantha韓慧文 | AEA196 |
INNERDALE David James | ALS810 |
LEE Chen Kwok, John李鎮國 | ACI535 |
LEI Bing雷冰 | AXM402 |
LI Jing李菁 | AOV618 |
LUO Jun羅駿 | AYR264 |
MOHLA Abhishek Dushyant | AUZ081 |
MURPHY Daniel Joseph | ASI403 |
NGIE Chuen Shun倪傳順 | AFM599 |
NUSSBAUM Daniel Fabio | BDV169 |
REPERANT Vassili Benjamin Maurice Valentin | BFA019 |
SLAOUI Mohammed Saad | AYC193 |
SUNG Yoon Kyu | AKU991 |
TAKAHASHI Taichi高橋太一 | AZY880 |
TSANG Kong Hung, Patrick曾剛雄 | AGH150 |
WANNENMACHER Tim | AMU467 |
WOO Yik Yuen胡翊遠 | AND666 |
代表
代表名字 | 中央編號 |
---|
AGOSTINELLI Carlo | BEO619 |
ALEXANDER Nicholas | BRE380 |
ALTERMAN Valeriia | BND296 |
ANSARI Patrick Mehran | BFX161 |
AUDI Elias | BCE913 |
BAILEY Brandi Lyn | BLL632 |
BAJA Lauro III Castro | AFL365 |
BARBARA Romain | BPW962 |
BHUMIRATANA Sanu | AOB633 |
BI Xuewen畢學文 | BFE600 |
BIAN Sijia卞思佳 | BOB217 |
BIER Gabriele | BNI506 |
BONHOMME Mathieu Pierre | BDL836 |
BORDAT-MALDONADO PARRA Adrien Paul Augustin | BBB918 |
BRAND Mathieu Edouard Nicolas | BNO502 |
CAI Catherine Hongjun蔡紅軍 | AFJ286 |
CAI Zhibin蔡志斌 | AYC190 |
CAI Zhiwei蔡志偉 | BQF064 |
CAPPELLINI Matteo | BPQ516 |
CARROLL Shane | BEA790 |
CEN Tian岑天 | AFC965 |
CHALMERS Tony Marian | BJV697 |
CHAN Bonnie See Wa陳思華 | BNK872 |
CHAN Chin Kiu陳展翹 | AVM792 |
CHAN Christopher Anthony陳禮翰 | BQB040 |
CHAN Esther Mei Sze陳美詩 | BFY475 |
CHAN Hon Yin陳瀚賢 | AYO720 |
CHAN Lee Quan | BLJ949 |
CHAN Wing Yan陳穎忻 | BHY591 |
CHANG Byung Woon張炳雲 | BQD509 |
CHANG Jack Chun-Chieh張俊傑 | ANX862 |
CHANG Lei暢磊 | BFI262 |
CHANG Pui Chun Jenny張蓓珍 | ARU007 |
CHANG Wei Hsuan張偉萱 | BPV643 |
CHAU Kai Ho周啟豪 | AZZ303 |
CHEE Daryl Tak-fung徐德丰 | BOZ567 |
CHEN Changhao陳昌濠 | AYP959 |
CHEN Dennis Chih Chieh陳智傑 | APH886 |
CHEN Fang陳昉 | BGG943 |
CHEN Ge諶戈 | AMO864 |
CHEN Gong陳功 | AZN311 |
CHEN Hao陳浩 | BQH895 |
CHEN Jianfen陳劍芬 | BAX618 |
CHEN Jie陳洁 | ATO813 |
CHEN Lijuan陳利娟 | AVL498 |
CHEN Ying Chih陳盈志 | BIB859 |
CHENG Kai-wen鄭凱文 | BQQ225 |
CHENG Xiuyuan程修遠 | AXR522 |
CHEUK So Wah卓素華 | ARB609 |
CHEUNG Edward張子謙 | BOP546 |
CHEUNG Seen Ka, Selina張倩嘉 | APR963 |
CHEUNG Ting Kin, Bernard張廷堅 | APN584 |
CHIU Chanel Mun Lum趙曼琳 | BEI462 |
CHO Tin Tak曹天德 | AXX258 |
CHOI Sheung Ngai蔡尚毅 | AFG685 |
CHU Man Ho, Michael朱文浩 | ANF180 |
CHUNG Ming Chun Jason鍾明俊 | AZS638 |
CHUNG Wing Chung鍾頴聰 | BQB503 |
COPERTI Giulio Giacomo | BOG205 |
CORONES Georgia Kate | BDV251 |
DAI Xi戴茜 | BEL250 |
DAVIS Christopher Edward | AXD833 |
DE GARIDEL-THORON Thomas Henri S. M. | AUX091 |
DING Ding丁丁 | BQJ707 |
DONAN Keith Donald | AXG905 |
ERSOY Alan Metin | AOY949 |
FALIPOU Fabien Jean Roger | AZY951 |
FAN Wei范圍 | BQF160 |
FANG Shuai房帥 | BKV676 |
FARHAT Sarah | BPM811 |
FENG Xinglei冯星磊 | BQG528 |
FENG Xinhe馮馨荷 | BBP375 |
FERREIRA DA COSTA Jacinto Alberto | ALI139 |
GANGAL Shrinivas Ravindra | BBN555 |
GAO Yunzhu高云竹 | BNR003 |
GE Xiaobai葛瀟白 | BDH915 |
GE Yanwei | BNG522 |
GROUX Florian Rene Alexis | BQS949 |
GU Shiyi顧詩意 | BIK447 |
GU Tianxing頤天行 | BFK957 |
GU Yiwei顧怡煒 | BNS285 |
GUENANCIA Paul Pierre Josias | BPY277 |
GUEZ Ilane Yonathan Pierre | BAD514 |
GUI Xiaofang桂曉芳 | BQF073 |
GUO Xinyu郭鑫昱 | BBI891 |
GUSAK Victor Vladislav | BKN511 |
HALL Aleisha Ming-Yee | BRE268 |
HAN Lin韓林 | BQF403 |
HE Yingqing賀盈青 | BQF095 |
HERCOT Guillaume Raphael Maximilien | BMH781 |
HO Chak Pan何澤彬 | BPW822 |
HO Cheuk Wing何卓榮 | BOR240 |
HO Gabrielle Ji-chuen賀紫君 | BPK464 |
HO Wai Sze何慧思 | AVD964 |
HODJATZADEH Suransi | BNH256 |
HOLROYD Alistair Hugo | BAW840 |
HONG Timothy Kai-chun康家俊 | BNQ720 |
HORROBIN Fergus Peter | AYR065 |
HOU Yankun侯延琨 | AOC747 |
HSU Christine Shing徐欣 | AYR067 |
HU Jing胡靜 | BDI053 |
HU Linghan胡凌寒 | AVZ070 |
HU Xuedong胡雪冬 | BDI148 |
HUANG Chutian黃楚天 | BOC568 |
HUANG Zhenhao黃震昊 | BRD598 |
HUI Siu Yin Jimmy許兆賢 | BHY281 |
HUNG Man Hin Ernest洪敏騫 | BQR219 |
HUO Dengjin霍登進 | BAN046 |
JAMES Alun Richard | BBU307 |
JIA Chaoxiang賈超翔 | BBM231 |
JIA Peng賈鵬 | AYR513 |
JIANG Lecheng姜樂成 | BGO348 |
JIN Changyu金昶宇 | BNH510 |
JIN Suhui金蘇回 | BPW937 |
JOSEPH PULPEL Savio | AXF534 |
JUNG Jae Young | BEB755 |
KIM Young Chae | BNF358 |
KING Richard Yun Zing金元成 | ADM983 |
KO Silvia高思雯 | APQ588 |
KUDALKAR Samarth | BFI923 |
KUMAR Sawan | AZT670 |
KWAN Sing Yuen關承遠 | ABW052 |
KWONG Myron Mann鄺孟恆 | ANR646 |
LAI Rongye賴榮曄 | AYR571 |
LAI Siu Wa黎少華 | BPV534 |
LAI Yi-Ting賴怡婷 | BNP460 |
LAM Ka Lai林嘉麗 | AUT719 |
LAM Wai Yee林慧儀 | BNX898 |
LAMBERT Ashley George | BRD668 |
LAU Sze Ki劉詩琪 | BHD251 |
LEE King Hang李璟恆 | AXV267 |
LEUNG Lok Kwan梁樂君 | BQC222 |
LI Da李達 | BIO662 |
LI David Sijun李思駿 | BEW621 |
LI Hongchao李洪超 | BQF103 |
LI Jing李菁 | AOV618 |
LI Peng李鵬 | APC522 |
LI Tao李濤 | BQA734 |
LI Tsz Wai李梓維 | AWL543 |
LI Wai Lim, Lambda李慧濂 | ACZ968 |
LI Weijia李唯嘉 | BFU370 |
LI Yi Qiao Felicity李軼翹 | BHD685 |
LI Yilu李伊呂 | ATN888 |
LI Zixi李子熹 | BHD546 |
LIANG Yinyu梁銀玉 | BCG282 |
LIAO Yining廖乙凝 | BAB696 |
LIM Pek Kueen | BDL625 |
LIN Michelle Chia-Hsing | AUW242 |
LIN Tiantian林天天 | BIB398 |
LIU Liu劉柳 | BRA448 |
LIU Ning劉寧 | ASZ222 |
LIU Wencheng劉文成 | AYR226 |
LIU Yida柳意達 | BHD554 |
LO Samson Lambert盧穗誠 | APQ184 |
LOCK Timothy James | AXQ297 |
LOO Renee Oi Pui盧皚姵 | BPJ459 |
LU Qingzi呂青子 | BQS038 |
LUO Qiwen羅綺雯 | BIE311 |
MA Kin Kei, Kenneth馬建基 | AZW082 |
MAGNI Nicolo | AYO859 |
MALTER Hannah Rebecca | AYQ635 |
MARTIN Troy Richard William | BHG437 |
MASHRU Namrata Sudhir | BAF822 |
MATTOLI Enrico Andrea | ASD757 |
MC CARTHY Barry | AYD555 |
MC NULTY Peter Richard | BBR308 |
MOK Eugenia Y.H.莫雨軒 | AYR645 |
MOK Kwan Ho莫君豪 | AXS235 |
MOK Tze Chung莫子中 | AZF440 |
MOORHEAD Jonathan James Stevenson | BPW741 |
MOTWANI Natasha Murli | AUR655 |
MOVSUMOV Dzhavad | AZT495 |
MOYNIHAN Daniel John | BDM186 |
MURPHY Daniel Joseph | ASI403 |
NG Jun吳浚 | BNV806 |
NGAI Cho Lap倪祖立 | BLF241 |
O'SHAUGHNESSY Calvin John | BMV914 |
ON Chin Bong安展邦 | BKR852 |
ONG Brigitte Yu Shan王愉善 | BKD063 |
OR Felix柯柏年 | ADH585 |
OUYANG Linshan歐陽林杉 | BQA722 |
PAN Zhicun潘治存 | BNT241 |
PARAKH Archit | BBT705 |
PARKER Kirsten Bunty | BEZ493 |
PAWLUK Matthew | BQZ930 |
PEI Yining裴怡宁 | BOP921 |
PEIRCE Gregory Iain | BMZ609 |
PENG Sihao彭思皓 | BQI033 |
PERERA Errol Alistair Devindra | BDR321 |
PING Zhiyuan平之芫 | BPS471 |
PO Ho Sang布浩生 | BPS594 |
POULIOT Nicolas包力嘉 | AJO505 |
PRINCE Alexander Gilbert | AXH803 |
QIAN Yangyang錢泱暘 | BQV694 |
QIAO Yijie喬亦杰 | BNX896 |
QIN Xuanyu秦璇宇 | BLD350 |
QUESNOT Jean-joseph Bernard Gaston | BKE518 |
REN Ning任凝 | AVT381 |
RODFORD Mark Andrew | BQV688 |
SCHMITZ Charline Florence | BPX545 |
SCHNEIDEREIT Marc Daniel | BOT761 |
SHAO Stephen Tian-cheng邵天誠 | BPS474 |
SHEN Blake C沈欽揚 | AYQ549 |
SHEN Dehua沈德華 | AMU085 |
SHEN Jiawen沈佳雯 | ANQ097 |
SHI Tianyi施天怡 | BPV473 |
SIAPKAS Dimitri | BRE275 |
SO Jonathan Chunkit蘇俊傑 | AYR297 |
SO Wan Yi蘇韻怡 | AVT320 |
SONG Chaoran宋超然 | BDL242 |
SONG Ci宋辭 | BCT672 |
SONG Guchuan宋谷川 | BQF157 |
SONG Yuyun宋雨韵 | BHL834 |
SONG Zhihao宋至皓 | BPS481 |
STERNBY Bjoern Petter Waldemar | AWS041 |
SUEN Kin Dick孫堅迪 | AVM103 |
SUI Voon Keat Kenneth許文杰 | APG897 |
SUN Bo孫博 | BQF186 |
SUN Lijun孙利军 | BAC326 |
SUN Yuchen孫宇辰 | BQM668 |
TAAVITSAINEN Mika Pekka Nicolas | AYQ639 |
TAM Wan Rou, Denise譚菀柔 | AQS365 |
TAN You Khai | BFE580 |
TANEJA Karan | BPQ514 |
THANASEKARAN Indran | BCV166 |
TIAN Ge田鴿 | BJR799 |
TONG Kwong Yuen, James唐廣源 | BPV560 |
TONG Yat Lai, Elliot唐逸禮 | AMM328 |
TOO Lai Shan陶麗珊 | BEU843 |
TOONG Po Ming, David佟寶銘 | AOV609 |
TSE Fiona Yuen Tung謝宛彤 | BQU422 |
TSE Kenyon King-yung謝敬勇 | AMF472 |
TSUI Benjamin Jamie On Min徐安民 | AZT232 |
VEYRET Pierre | BNO571 |
VISWANATH Ramesh | AUZ373 |
WALTERS Andrew James | AOT505 |
WAN Xing万星 | AXQ294 |
WANG Binzhou王彬舟 | BII942 |
WANG Hao王浩 | BLH590 |
WANG Jinjin王進璡 | AGP733 |
WANG Jue王珏 | BAT857 |
WANG Keyi王克一 | BDQ199 |
WANG Qinyan王沁彥 | ARP576 |
WANG Ran王冉 | BPQ519 |
WANG Shihui王詩卉 | BIG680 |
WANG Siyun王思韵 | BGO634 |
WANG Tai Ying王岱瀅 | BNU191 |
WANG Xiaotong王晓彤 | BQF174 |
WANG Xiaoxuan王小旋 | BMV922 |
WANG Yesong王燁崧 | BFU375 |
WANG Yinghua王穎華 | BGO809 |
WANG Youli王又麗 | BNR007 |
WANG Yujue王玉珏 | BQQ351 |
WAT Chung Yin, Janice屈頌然 | BPW952 |
WAT Ling Sheung, Ada屈凌霜 | AYR303 |
WEI Pengyu魏鵬宇 | BQQ653 |
WONG Ho Lun, Donald黃浩麟 | APH272 |
WONG Kwan Shun, James王君舜 | AYQ796 |
WONG Lai Man王麗雯 | AFC401 |
WONG Man Tsun黃汶浚 | BDQ203 |
WOO Wai Man, Wyman Karen胡慧雯 | AQU150 |
WOO Yik Yuen胡翊遠 | AND666 |
WU Bun Lerd Bernard胡斌畧 | APL242 |
WU Warren Charles吳華倫 | AUZ061 |
XI Yiru席奕儒 | BPX069 |
XIANG Yinan項伊南 | BAA725 |
XIN Xing辛星 | BPV806 |
XU Anqi徐安祺 | BQC219 |
XU Haoyuan徐浩源 | BPS658 |
XU Huifang徐惠芳 | BAV748 |
XU Peilai徐沛來 | AOH669 |
XU Wenyan許文彥 | BHL202 |
XU Zhijun許知君 | BER726 |
YAN Chunzi閻春子 | BLP806 |
YANG Bing楊兵 | ATX912 |
YANG Fan楊帆 | APF030 |
YANG Yuanhao楊元浩 | BFW663 |
YEH Shu-Wei葉書維 | BGE406 |
YIP Tsz Chung葉梓聰 | BCU474 |
YIU Sui Chong姚穗莊 | AOS002 |
YOU Wensi游文思 | BLD314 |
YU Ho Man Horace余浩文 | BHY614 |
YU Yan喻言 | BOC521 |
YUAN Yuan袁媛 | AYR305 |
YUEN Wai Ching袁偉政 | BQW094 |
YUN Heekyu | ATJ399 |
ZHANG Charles張大兆 | AWP279 |
ZHANG Jiaming張家銘 | BPK476 |
ZHANG Qianqian張芊芊 | BGB534 |
ZHANG Ruiming張蕊名 | BLG388 |
ZHANG Siqi張思奇 | BPS603 |
ZHANG Yang張阳 | BAA720 |
ZHANG Yiting張怡婷 | BOF097 |
ZHANG Zhihai張志海 | AYI399 |
ZHANG Zhiyun張之韵 | BPH521 |
ZHANG Zijun張紫珺 | BHF774 |
ZHANG Ziqin章梓秦 | BQA872 |
ZHAO Qingli趙清麗 | BDZ931 |
ZHAO Yuan趙圓 | BQK009 |
ZHENG Emily Jiashin鄭佳欣 | BLG385 |
ZHENG Jiwei鄭繼偉 | BQG649 |
ZHOU Ji周佶 | BJE003 |
ZHOU Kaiwen周恺文 | BEB426 |
ZHOU Xinchen周欣辰 | BKU697 |
ZHOU Yuxin周雨欣 | BNU828 |
ZHU Peng祝鵬 | BQF198 |
ZHU Zhengqin朱正芹 | AYS124 |
ZUO Yiyuan左憶遠 | BKG344 |
投訴主任
電話號碼: 37122635 |
傳真號碼: 29718996 |
電郵地址: [email protected] |
通訊地址: 46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
條件
生效日期 | 牌照條件 |
---|
2016年12月19日 | 就第6類受規管活動而言,持牌人不得就證監會發出的《公司收購、合併及股份回購守則》範圍內的事宜/交易向客戶提供意見。 |
公開紀律行動
採取行動日期 | 所採取的行動 | 證監會新聞稿 |
---|
Mar 14, 2019 12:00:00 AM | Public Reprimand | English中文 |
Mar 14, 2019 12:00:00 AM | Fine | English中文 |
Mar 14, 2019 12:00:00 AM | Suspension | English中文 |
Jan 14, 2020 12:00:00 AM | Other - See Press Release | English中文 |
前稱
牌照記錄
受規管活動 | 有效時期 |
---|
證券交易 | 2016年12月19日~ |
期貨合約交易 | 2016年12月19日~ |
就機構融資提供意見 | 2016年12月19日~ |
提供自動化交易服務 | 2016年12月19日~ |
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