牌照詳情

法團名字: CLSA Limited 中信里昂證券有限公司
證監會中央編 號:AAB893
發牌日期:17/08/2004
受規管活動生效日期
證券交易2004年8月17日
就證券提供意見2004年8月17日
提供自動化交易服務2013年7月9日

地址

營業地址
5/F One Island East, 18 Westlands Road, Hong Kong
19/F, One Pacific Place, 88 Queensway, Hong Kong
香港金鐘道88號太古廣場第1期18樓
中國上海市浦东新区世纪大道 1568 号中建大厦18层1806单元1815室
6/F, 117 Min Sheng E Road, Taipei, Taiwan
Level 35, Grosvenor Place, 225 George Street, Sydney, NSW 2000, Australia
電郵地址
[email protected]
網站地址
www.clsa.com

負責人員

負責人員名字中央編號
CHAN Chi Chuen陳志銓AGF194
CHAN Wai Hung, Edmund陳偉雄AFT585
CHEUK Siu Bun, Alexander卓兆斌ABX790
COCHRAN Shaun DonaldAPA066
ENG Karen Jane伍倚華ALB111
FAN Haishuo范海爍BAX762
GALLIGAN Jonathan PhilipAQM705
HU Baifeng胡柏風BOO676
KANEVSKY EugeneASY848
LAM Steve Kwok Leung林國樑AGC469
LEVINE Robert PeterAGL783
LI Hang李航AYV511
LUO Ding羅鼎BFS676
MCMURTRAY Nathan NoelALW212
PARK EdwardASD313
WANG Xiao王瀟ARI071
WONG Wing Sze黃詠詩AQH362
YU Yang于楊AUZ703
YUNG Chun Woon, Louis翁進煥AON896
ZHANG Youjun張佑君AEP924

代表

代表名字中央編號
AGARWAL AnuragBBS873
AMER HAMZAH Farahnaz Ireena BintiBOJ286
ASVATHITANONTA KamolwanBOG394
BAI Guangxin白广鑫BQN454
BALANCO LaurenceAPG273
BARDEN Jonathan RobertBPF618
BARWICK Richard JohnART684
BAZZONI FedericoADP682
BISWAS SwagatamATS185
BURNS John PatrickATG678
CAI Linfeng蔡林峰BQO296
CHAN Che陳哲BPE129
CHAN Cheuk Wing, Andy陳焯榮ALV385
CHAN Chun Hei陳俊曦BMA511
CHAN Ka Chun, Edwin陳家俊BGB734
CHAN Yick Kei陳奕祺AJN963
CHAN Ying Kwan陳盈君BOJ181
CHATURVEDI DeeptiARP391
CHEN Cong陳聰ASZ589
CHEN Haoxin陳浩鑫BQR381
CHEN Li陈力BQI101
CHEN Mingzhao陳明昭BQI845
CHEN Shilei陈石磊BQU942
CHEN Weiqi陳瑋齊BQL713
CHEN Weiwei陳衛煒BKY635
CHEN Yali陳雅俐BNE463
CHEN Yifei陳伊菲BIU909
CHENG Xinlong成欣龙BKC166
CHEUNG Danny Tsz Chung張子聰ADB418
CHEUNG Ho Ming張可明AOE594
CHEUNG Kai Ming張啟銘BGB954
CHIA Su Ying謝舒莹BGY189
CHIN Lip Ting陳立婷BPW335
CHIU Lon, Ronald趙朗AVY720
CHIU Ngai Han焦藝嫻BPL258
CHIU Sze Lai趙施麗AFT124
CHONG Yeu LiongBLN750
CHONG Yu, Carmen莊瑜ADT651
CHOONG Loke HungBOC437
CHOW Cheuk Wang鄒卓宏BQU684
CHUNG Yong HoAQI680
CITAKU Shpendi NormanAXW982
CUI Minhui崔敏慧BQU944
DALAL Alok MukulBKQ449
DE DIOS Maria Martha AraulloAPA364
DEFIBAUGH Jay LorenBBT996
DEL PAPA MassimilianoANA972
DINCER TyBOB738
DING Jianxiong丁健雄BQL712
DONG Hang董行BQE569
DONG Zhiru董芷汝BRD963
DU Ke杜克BQI464
DUAN Wei段偉BQT325
DY Alfred OlmedoAPA371
DY Andre Mikael LuBKT170
ESPINO Marc Christopher JisonBKT749
FAJARDO Bennette Edward JohnBKM832
FANG Jike方济科BQS950
FENG Chongguang馮重光BOD615
FENG Shu冯书BOO677
FISCHER Richard Eric MarshallBMK642
FISHWICK Eric JamesAFJ086
FONTANILLA Jose-Paolo CuyegkengBJA058
FOO Wen YunBNX010
FROST MichaelAHQ485
FU Yuen Yeh傅元冶BOS479
GAN Tanhuan甘坛焕BRD477
GAN Tanya Li PhingAOP016
GAO Song高松BJK932
GAO Xinye高昕燁BQT140
GARG AmitAVV363
GOLDIE Benjamin JamesAJD455
GONG Hongyu龔洪與BQE247
HALLAM NicholasBIM618
HAN Siyu韓思雨BOP777
HAN Yuxin韩禹歆BRD962
HAN Zhen韩朕BQS919
HE Hao何浩APG277
HE Yuan何源BRB787
HO Kam Kai何錦佳AUI935
HO Purdy Pin Pin何翩翩ASI353
HOPKINS Maxwell AyersBPJ853
HOU Ming-Hsiao侯明孝AXW841
HU An胡桉BQU495
HU Weimin胡为敏BQN455
HUA Lining华力宁BQK548
HUANG Zihang黃子航BEI572
HUANG Cunchen黃存晨BHQ218
HUANG Jialin黃嘉林BJI242
HUANG Tiandang黃天蕩BPB535
HUI Bosco Tien Ruey許天瑞AXS635
HUI Ka Lok, Carl許嘉諾BFS741
HWANG Kyung HyunBNU050
IP Man Ka葉文嘉BKV989
JAEGER Christian JohnAPD422
JAIN SonalARQ497
JAIN Vikash KumarAZW299
JANG Jae Hee張在喜BQG804
JIA Wei賈暐BOT047
JIANG Renzhe江仁喆BQG290
JIANG Ya姜娅AZA855
JIANG Yi蔣藝BDH056
JU Pengfei琚鹏飞BRA104
KAMAI TakeoBBA272
KAMATH Sujay Anthony DerrickATS181
KATO JunBIG275
KAUFMANN KaiAQQ336
KE Zicong柯子聰BOK119
KHONGRUNGPHAKORN SupattraBOJ694
KIANG Jeffrey Ming Jie江明傑BFV206
KIM JongminAUZ227
KIM Warren Ho-JoongAVY508
KIYOZUKA MegumiBLK150
KONG Nien SianBNK733
KUWAKI ShotaBLK037
KWOK Sin Hung郭倩紅AFS186
LA FABER Sean MichaelBOJ285
LAI Norman黎樂仁AQC205
LAI Siu Fung黎少峯BQP574
LAM Che Man, Louisa林梓敏BQQ755
LAM Pak Fung林柏鋒BFT006
LAO Ruby Margaret TanAVA611
LAU Chung Yan, Joanne劉頌恩BPT331
LAU Ka Yeung劉嘉陽AUG571
LAU Tin Pui劉天珮BEZ268
LEACH Francis Hugh MagnusAGK055
LEE Ching Man李正文BMY829
LEE Kam Chiu李錦超AQE317
LEE Shon Kee, Kenneth李崇基ARI072
LEE Wai Kit Patrick李煒傑AWK707
LEE YunaAVV760
LEOW Siok Ling廖淑玲ACR427
LESMINA SarinaAOU971
LEUNG Heung Yik梁向奕AIH476
LEUNG Hiu Yi梁曉怡ANQ835
LEUNG Yvonne Tsang Yin梁政欣BJG375
LI Chen李晨BOC669
LI Chunbo李春波AOS336
LI Haoran李浩然BQV619
LI Heung李响AYO826
LI Jinyuan李金源BRA107
LI Jinzhe李金哲BRA594
LI Liangdianer李亮點儿BRD923
LI Liangzi李亮子BQW500
LI Longfei李龍飛BPX648
LI Mengyang李夢暘BMX581
LI On Ki李安琪ANA057
LI Ran李然BJQ223
LI Tao李陶BQF980
LI Xiang李想BDP861
LI Zhongjie李中杰BPY638
LI Zhongjin李中晋BRD669
LI Zhongnan李中楠BQF456
LI Zhongying李仲嬴BQP158
LI Zijun李子俊BQX069
LIM ColinBPU833
LIM Hsu AnAYA337
LIM Kit YngAPA092
LIM Sue LinBHT353
LIN David Ping林平AOT744
LIN Tawei, Joseph林達崴BFW676
LIN Xiaodong林晓東AQU519
LIN Yuchen林毓琛BQJ742
LIU Boying劉博英BNC925
LIU Da劉達BGI024
LIU Dun刘顿BRA103
LIU Fang劉方BDY735
LIU Hiu Lau廖曉柳AGP529
LIU Jiandong劉建東BKN438
LIU Tong劉彤BCL153
LIU Xin劉欣BPY628
LIU Yewei劉業偉AZM917
LIU Yicheng劉亦誠BPX400
LIU Yikai劉奕愷BOM904
LIU Ying刘莹BRA248
LIU Zhe刘哲BQV916
LIU Zijun劉子郡BRA319
LO Chi Yin, Patrick盧至言BLS910
LONGO AnthonyBOE827
LOW Horng HanBDO747
LOW Kay Kham劉家淦BQV337
LU Hao陆昊BRB543
LU Xiaomeng卢小萌BQV486
MA Bofei马博飞BPX341
MA Ke马可BRA249
MA Rong馬榮BPD929
MA Sirui馬思睿BMC573
MA Yue Lung, Alan馬裕龍BGM556
MADDOCK Warwick Curtis LeeBOF087
MARDJUKI Jonathan StevenBOF045
MATTHEW Oliver James GrayARO877
MCCULLOCH Cale O'YeahBAC402
MEHTA Viraf DinshawAVU840
MIAO Cheng Ying繆政穎BQQ256
MIN Peter Jae SunBLJ520
MUSTON Nigel PeterAQU888
NA Mufu那木夫AXR364
NG Chung Kwong吳松光AOD605
NG Kai Him吳啟謙AVY121
NODA HideoBJT840
NOGRALES Marseille NavarroBNU774
NURYANTI Yuyun AisyahBMK647
OEN Daniel Thian LiongATS911
OLDFIELD Alexander TobyARQ375
ONG So Po, Polly王素寶ABH437
OUYANG Haodi欧阳颢頔BQW599
OVERY Matthew JamesBQT316
PANPIEMRAS SoraphobAOX440
PAREKH Bharat NalinkantBAR454
PARK Carol LeeAGL373
PARK GregoryAEI659
PARK Sang EunAQI679
PARK Soo BinBPM359
PAULSEN MortenAXW972
PHUTELA ShantnuAXX520
PU Ruihang浦瑞航BQE570
QU Jianfeng屈剑峰BRA595
RAMOS Joyce Anne JoseBKY336
REDBOURN James RobertAVV777
REN Anthony WBIH515
RICHTER Christopher JohnAQI406
RO Soong ChuAQM712
RONG Xiaolong荣晓龍BQF454
SHAH Chirag ChandrakantAYT913
SHANG Di尚迪BQT573
SHAO Ziqin邵子欽BDY939
SHARMA RohitBAW704
SHEK Po Wan, Winnie石寶雲ADY724
SHEN Hui沈卉BDE640
SHEN Mujun沈睦钧BRE192
SHEN Yiding沈一丁BQC196
SHEN Yuxing沈宇星BRA106
SHEN Zhe沈哲BQC066
SHI Fengyuan史丰源BQO779
SHI Guoping石國平BQC070
SHIN Dong-WookBBX568
SHIN Joo Kyung申珠炅BQC062
SHIN Yoon SikAQO387
SIAMWALLA KannikaBRA151
SIBAL Maria Elisa Andrea PamandananBKT185
SIN Ka Yiu冼嘉耀BDP260
SMITH Nicholas David PaulBAD766
SO King Pui蘇敬培AWH521
SOMANI AnirudhATS210
SONG Shuo宋硕BPB744
SUN Jie孫婕BBY954
SUN Qirong孫琦蓉BNR195
SUN Xue孫雪BQL540
SWARBRICK Andrew JeremyAFF234
TAM Ho Yin, Jude譚顥賢ALA228
TAN Gee MengAHK745
TAN Jessica Margarida陳曉彤AQG469
TAN Lucas Adnan Soen HwatABQ528
TANG Weiguo唐維國AUW905
TANG Zhongzhi唐中植BFH774
TAVEERATANASILP NuntanaAQM288
TECHAPOSAI SuchartBCO967
THEODORUS BillyBNW206
TIAN Liang田良BEX782
TIWARI Sudhir KumarBPU393
TJIA NovitaBOG817
TOH Kah Yong, Jeremy卓家揚BDW971
TOKUMURA KazueBER103
TOMISAWA ShotaroBLV451
TONG Chengdun童成墩BDY942
TOTLA Vaibhav VishnudasALZ933
TSANG Tsz Mei曾紫微AXO517
TSE Yan Kei謝欣冀AVL288
TSOI Geoffrey Wai Yip蔡偉業BBJ502
WANG Chaonan王超男BRD959
WANG Gan王干BHL578
WANG Guoliang王国梁BQV746
WANG Jichao王紀朝BQR551
WANG Jingyuan王景遠BPM730
WANG Jue王珏BOF346
WANG Mengting王梦婷AWJ513
WANG Tianfang王天放BNN586
WANG Wei王為BMU938
WANG Xinyi王心怡BMI322
WANG Xuan王瑄BIN334
WANG Yinan王軼楠ANB406
WANG Yushen王雨申BMH497
WANG Zhidong王治栋BQW999
WANG Zijiao王子姣BHG785
WANG Zinian汪子年BNJ569
WAT Pui Lam屈沛霖BPK265
WEI Ningning韋宁宁BOR811
WEI Ziting魏子婷BQF743
WEN Zhongjie文仲杰AWF840
WIBOWO MatthewBOF909
WINOTO Yusuf AdeBOC205
WON Sang Hoon元相勳AOB339
WONG Chi Ming黃智明ANN089
WONG King Wai, Gilbert黃景威AFW098
WONG Lok Huai, Francis黃樂懷BQE246
WONG Man Kwong黃文廣BQV399
WONG Peter Pui To黃沛濤AXT647
WONG Yew KiangAOY690
WONK-URAI WeerapatBOH307
WU Caojian吴操健BQF790
WU Guoyuan吳國源BQV487
WU Jingyu吳敬瑜BRA102
WU Sitao吳思燾AYZ889
XI Mengmeng奚萌萌BMP021
XIANG Difei相迪菲BHA450
XIAO Feifei肖斐斐AZN900
XIAO Kaidi肖愷弟BIH047
XIE Mengqi谢蒙琪BRB786
XIONG Dong熊冬BQB342
XU Chenming许晨鸣BQB328
XU Fanfei許凡非BPB455
XU Tao徐涛BRA672
XU Xiaofang徐曉芳BFN763
XU Yefeng徐烨烽BRA671
XU Yingbo許英博AVV560
XU Zhiwei徐志偉BPM799
XUE Jiao薛姣BJP974
XUE Yuan薛缘BFY105
YANG Buyun楊佈云BDQ418
YANG Chaozhong楊朝中BOB378
YANG Fan楊帆BEF935
YANG Guanya楊冠雅BQU943
YANG Juncheng楊俊程BRD670
YANG Junlin楊均霖BMX574
YANG Lingxiu楊灵修AVH936
YANG Ying杨莹BQZ907
YANG Zhenyi楊臻怡BPJ471
YAO Xinjian姚欣健BIE698
YIN Xinchi尹欣馳BOT875
YIP Cheng Kwok葉振國AQB007
YIP Damon ManchunAPK748
YOU Yang尤揚BPS100
YU Xinli于新利BFL253
YUAN Ransi袁然思BEM652
YUAN Ye袁也BGG861
YUEN Chung Tai原中太BRE342
YUEN Sze Wing, Esther袁詩穎AMS885
YUNG Chi Yeung容志揚BPB536
YUNG Muk Tsz翁木子AUB778
YUSUI (BOURLET) Edward KaiAVV364
ZENG Zhuo曾卓BMM402
ZHANG Jie章婕BEL733
ZHANG Jinglei張京雷BQV633
ZHANG Qinrui張欽銳AXQ582
ZHANG Quanguo张全国BQV624
ZHANG Ruohai张若海BQW521
ZHANG Ting張婷BHR323
ZHANG Xiaoyu張晓宇BQV107
ZHANG Yuanning張遠寧BFY190
ZHANG Ziyao張子嶢BPS102
ZHANG Zongbao张宗保BQN453
ZHAO Dongtian赵洞天BRE340
ZHAO Jiaqi趙佳琦BOE936
ZHAO Long趙龍AXY574
ZHAO Tianwei赵天委BQC687
ZHAO Zhiwei趙志威BGE025
ZHENG Yiming鄭一鳴BQV917
ZHONG Wei鍾威BCD291
ZHOU Jiacheng周嘉成BRD961
ZHOU Jiang周江BRA596
ZHOU Ning周宁BQW909
ZHOU Shufan周澍凡BJX658
ZHOU VeronaBRE339
ZHOU Yue周玥BQW497
ZHOU Zuyu周祖禹BBR071
ZHU Feifei朱霏霏BFC570
ZHU Hui朱汇BRA597
ZHU Jianfang諸建芳ASZ598
ZHUANG Yiyang庄亦洋BHY685
ZIEGLER Richard PaulAMS785
ZU Guopeng祖國鵬AYV659

投訴主任

電話號碼: 2600 7731
傳真號碼: 2600 8402
電郵地址: [email protected]
通訊地址: 18/F, One Pacific Place, 88 Queensway, Hong Kong

條件

生效日期牌照條件

公開紀律行動

採取行動日期所採取的行動證監會新聞稿
Mar 13, 2018 12:00:00 AMPublic ReprimandEnglish
中文
Mar 13, 2018 12:00:00 AMFineEnglish
中文
Dec 30, 2019 12:00:00 AMOther - See Press ReleaseEnglish
中文

前稱

有效期至名稱
2013年12月2日CLSA Limited里昂證券有限公司
2000年4月25日Credit Lyonnais Securities (Asia) Limited
1988年11月14日CL-Alexanders Laing & Cruickshank Securities (HK) Ltd

牌照記錄

受規管活動有效時期
證券交易2003年4月1日~
就證券提供意見2003年4月1日~
就機構融資提供意見2003年4月1日~2004年8月17日
提供自動化交易服務2013年7月9日~
提供資產管理2003年4月1日~2004年8月17日

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