詳情列表
牌照詳情
| 法團名字: | Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
| 證監會中央編 號: | ATS546 |
| 發牌日期: | 04/01/2010 |
| 受規管活動 | 生效日期 |
|---|---|
| 證券交易 | 2010年1月4日 |
| 就證券提供意見 | 2010年1月4日 |
| 就機構融資提供意見 | 2010年1月4日 |
地址
| 營業地址 |
|---|
| 香港中環皇后大道中2號長江集團中心22樓2201室 |
| 26/F Parkview Centre, 7 Lau Li Street, North Point, Hong Kong |
| Unit 3516, 35/F, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong |
| 網站地址 |
|---|
| jefferies.com |
負責人員
| 負責人員名字 | 中央編號 |
|---|---|
| BRADLEY Edmund Hugh | ABS842 |
| CHAN Kam Pui陳錦培 | AVF495 |
| CHOU Jackson Chi Cheng周居正 | AGW057 |
| CHUNG Wing Ho鍾永豪 | AXV634 |
| DARBY Sean | AFD144 |
| GRIFFITHS Oliver Charles | AWZ055 |
| HUTCHINS Jeff Daniel | ASY640 |
| JONES Stuart Matthew Kevin | AOY788 |
| MASUMIZU Hitoshi | AXF810 |
| MCKINNON David | BGL787 |
| NOKE Freddy | ANA934 |
| PERAMUNETILLEKE Desamanya C. | ALY370 |
| QIU Xiaowen邱曉文 | AOT974 |
| WILSON Murray John | ARJ081 |
| WONG Yau Nang王祐能 | AMB339 |
| WU Jun | BDP927 |
代表
| 代表名字 | 中央編號 |
|---|---|
| AGGARWAL Srishti Pravin | BLL297 |
| ALEXANDER Laurence | BNL492 |
| ANSARI Saira Abul | BOF645 |
| AZUMA Yoshihiro | APL620 |
| BAN Hideyasu | ALF355 |
| BARKER Stephen | AWZ978 |
| BASU Bhaskar Narayan | AOQ964 |
| BI Xinyu畢馨予 | BOW748 |
| BOND Phillip Matthew | AWZ057 |
| BRAIBANT Marc Louis Paul Daniel | ACI903 |
| BRINKMAN Michael Samuel | BMV816 |
| CEREDA PARINI Flavio Romano Achille | BDD072 |
| CHAN Chin Tao, Thomas陳展濤 | AQQ120 |
| CHAN Hoi Chun陳凱俊 | BNC181 |
| CHAN Kam Pui陳錦培 | AVF495 |
| CHAN Kwok Ho, Kenneth陳國豪 | ADT909 |
| CHAN Shu Ching陳舒程 | BPK591 |
| CHANDLER Benjamin Victor Michael | AEO780 |
| CHAU Tak-hei Timothy周德熙 | BIR376 |
| CHEN Qi陈琦 | BPD536 |
| CHEN Shujin陳姝瑾 | AXB928 |
| CHEUNG Hiu Tan張曉丹 | AVL364 |
| CHEUNG Wing Tim張永添 | BCK618 |
| CHIANG Sze Chung, Michael蔣思聰 | BPG523 |
| CHIU Shui Kei趙萃琦 | AOH254 |
| CHOI Dong Gyue | BQH237 |
| CHOK Ngai Wai, Ivy卓艾維 | ADZ897 |
| CHONG Yiu Hung, Thomas莊耀鴻 | AOR789 |
| CHOU Chih Yung周致永 | BOZ618 |
| CHOW Chuen Pak周泉柏 | APS741 |
| CHOW Yuk Hei, Christopher周昱希 | BNB199 |
| CHU Brian朱梓銘 | BJI350 |
| CHUNG Wing Ho鍾永豪 | AXV634 |
| CIELINSKI Mark Alan | AHC364 |
| CLIFFORD Paul | BPF324 |
| DANIEL Thomas Jude | AOE195 |
| DAVIS Charles Cullom | BMU960 |
| DEBOO Martin John | BPA006 |
| DICKERSON Joseph Eric | BOG047 |
| DOCHERTY Paul David | BCL837 |
| EASTBURG Brent Douglas | BGI926 |
| EMERSON Kathleen Ann | AEH820 |
| ERPICI Luca | AZQ373 |
| EVANS Christopher Patrick | BDC359 |
| FENG Jiahui馮佳卉 | BNI978 |
| FENG Yangyang馮揚揚 | BOM713 |
| FITZGERALD Paul Gavin | AOB567 |
| FROMMER Maya Elizabeth | AYS877 |
| FUKUHARA Sho | BHD569 |
| GAO Zhi高致 | BFY249 |
| GOODELL III John Boyden | BMQ747 |
| GORDON Glen | AWT838 |
| GOYAL Atul | APF163 |
| GRZINIC James Robert | BOR034 |
| GUEST Oliver Benjamin | BNP459 |
| GUHA Krishna Jyoti | ALF245 |
| HA Hiu Lam, Ron夏曉嵐 | APA395 |
| HAO Chen郝辰 | BGB965 |
| HE Xiang何翔 | BGP185 |
| HECHT John Douglas | BOO434 |
| HITCHENS Paul Brian Pym | AWX518 |
| HOUCHOIS Philippe Jean | AZK752 |
| HOWDEN Mark Edward | BMT253 |
| HSIEH Meng-Han謝孟翰 | AXG899 |
| HUXLEY Richard Stuart | BIR819 |
| ISHII Seigo | BJL789 |
| JASANI Nilesh Surendra Rai | AFJ460 |
| JOHNSON Brian David | AFS218 |
| JUNG Perry | BNG766 |
| KALE Shrikant Baburao | AWL660 |
| KATZ David Brian | BOD520 |
| KEDIA Mahesh Kumar | ANZ660 |
| KIM Matthew Sae In | BMV896 |
| KIM Seongjae | BOC107 |
| KITO Keijiro | BFA603 |
| KONIK Randal Joseph | BOC881 |
| KWOK Chun Nga郭駿雅 | BIA127 |
| LAFEMINA Christopher Michael | BMN894 |
| LAI Cheuk Yin黎卓賢 | AFE658 |
| LAM Chloe Tak Yee林德宜 | BOR194 |
| LAM Chui Fan林翠芬 | BJE216 |
| LAU Joanne Yan-wah劉恩華 | AZI786 |
| LAWRENCE Daniel Leonard | BBK391 |
| LEE Andrew Kam Wing李錦榮 | AGN699 |
| LEE Clarence Tien Hoe | BJV269 |
| LEE Kuen Long李坤龍 | AXR044 |
| LEE Mei Lam Nicole李美霖 | BNG434 |
| LEE Shiryu James | BNH482 |
| LEE Yu Sang Edison李裕生 | ADI291 |
| LEITER Jesse Ryan | BEE819 |
| LEUNG Sin Hang Calvin梁善桁 | BOW724 |
| LI Ka Ho利家豪 | BQT498 |
| LIAO Shihua廖詩畫 | BJQ472 |
| LIM Krystal Kian Peng林健平 | BOK902 |
| LIN Chenyueya林陳悅亞 | BOS821 |
| LING Kin Shun, Anne林建純 | ACX120 |
| LIPACIS Mark John | BDW927 |
| LIU Chang劉暢 | BMD839 |
| LIU Hengli刘亨利 | BRA828 |
| LO Theodore Tse Hsin | BJI608 |
| LUI Yue Kwong, Christopher雷宇光 | AOS677 |
| MALOUF Michelle Maria | BLH578 |
| MAN Wai Lok文偉樂 | AEZ690 |
| MIURA Naoya | BOF203 |
| MIYASAKO Mitsuko | BJP668 |
| MIYAZAKI Akiko宮崎明子 | BGI883 |
| MIZUTANI Tatsuya | BNR524 |
| MORRISON Ben Edward | BEV147 |
| NAKANISHI Takaki | BAU421 |
| NAKANOMYO Masahiro | BHL552 |
| NEO Choon Hoong, Colin梁俊鸿 | BQS037 |
| NG Nicholas Chun Fei吳振飛 | BQP700 |
| NGUYEN Thanh Cao | ADQ686 |
| NIE Rentong聶仁桐 | BHX802 |
| NOZAKI Takuya | BNT223 |
| O'BOYLE Gerald Keith | AEI662 |
| O'MARA Conor John | AOV704 |
| ONG Hui Hsia | BDX732 |
| PAREKH Alok | BBH963 |
| PARK Hongseok | BFJ084 |
| PARK Sung Wan朴性玩 | ADQ242 |
| PHAM Thanh Ha | AYY900 |
| POERWANTO Sharon Christine | ARD330 |
| POON Ho Yan, Ada潘可欣 | AFQ511 |
| POWELL Simon Philip | AOA162 |
| PUTTERILL Adam Thomas James | ABG123 |
| QUADROS Lavina Saira | AYM833 |
| QUINN Nicholas Francis | BNU897 |
| RAH Sangdae | BBD963 |
| ROMANEIRO Eduardo Alexandre Victorino | AXV642 |
| SAKAMOTO Gosuke | BBQ740 |
| SALGAONKAR Sonali | BNT029 |
| SATO Hiroko | BDJ024 |
| SHI Dingding石玎玎 | BOS485 |
| SILVEY Christopher James | BIG126 |
| SIMOTAS Michael Gregory | BPH677 |
| SRIVASTAVA Chirag | BPJ417 |
| STANTON David Andrew | AWT701 |
| SULLIVAN Thomas Sean | BMH515 |
| SUMMERFIELD David Angus | AEP603 |
| SUN Ruotian孫若天 | BOW546 |
| SURESH Rahul | BMQ749 |
| TAKEUCHI Shinnosuke | BIG692 |
| TAN Jack H譚和平 | BFY637 |
| TAN Shern Puay | BMX677 |
| TANG Ruyi唐如一 | BGT631 |
| TANG Wing Lun鄧詠倫 | BKU866 |
| THAKRAR Rohan | BGI923 |
| THILL Brent John | BEW121 |
| THORNE Giles Devenish | BNS459 |
| TIAM-LEE Rainier Jared Ayroso | BIC143 |
| TO Chak Yan, William陶澤恩 | AVJ725 |
| TONG Hoi Kit, Jeffrey湯凱傑 | ASH721 |
| TSAI Chi蔡绮 | BQB428 |
| TSAI Chia-hung蔡家宏 | BBC936 |
| TSANG Simon Sai Cheong曾世昌 | AUW602 |
| TUCKWELL Zachary Scott | ADT336 |
| TURNER Alexandra Louise | BGM618 |
| VAN GULIK Robert Ken | ASU202 |
| VANE-TEMPEST James Alexander Stewart | BFU216 |
| VINCENT Michael Charles | BOE529 |
| WAI Suk Chong, Helena衛淑莊 | AAB508 |
| WALKER Richard | AWY708 |
| WALLIS Shane Bernard | ANR608 |
| WAN Johnson雲浚淳 | AQN189 |
| WAN Nga Yee, Joyce溫雅怡 | AOH920 |
| WAN San Ming, Sandy萬三敏 | ADI757 |
| WANG Chengzhuo王成卓 | BED812 |
| WANG Meng-Heng汪孟衡 | AXZ495 |
| WANG Nanqian王楠倩 | BJU630 |
| WANG Pan王蟠 | AZM547 |
| WANG Xiaobin王小賓 | ARG381 |
| WELFORD Peter James | BOM089 |
| WISSINK Stephanie Schiller | BNR485 |
| WONG Gabriel Kun Yung黃冠庸 | BQO490 |
| WONG Man Sze, Grace黃文詩 | ADX257 |
| WOO Cheung Yee, Jimmy吳祥貽 | ADI032 |
| WOOD Christopher James Russell | ADU465 |
| WU Kit Ling胡潔玲 | AZC825 |
| WYNNE Timothy Lloyd | BDV598 |
| XUAN Jiayi宣佳儀 | BOS482 |
| YAMAKAWA Asako山川亜沙子 | BFE367 |
| YANG Xiaoqin楊瀟欽 | BGX202 |
| YEE Michael Jonathan | BNQ737 |
| YEO Xue Yin, Rainna | BAV485 |
| YI Pengyu易鵬宇 | BKJ155 |
| YIP Pui Yee葉佩兒 | ASY648 |
| YOUNG James Kenneth Freeman Scott | ANG579 |
| YUEN Ho Man袁浩文 | AME504 |
| ZHEN Boya甄博雅 | BOW935 |
| ZHU Judy朱美祺 | BJO607 |
| ZONG Yi宗意 | BJW365 |
投訴主任
| 電話號碼: 37438780 |
| 傳真號碼: 30143063 |
| 電郵地址: [email protected] |
| 通訊地址: 22/F, Cheung Kong Center, 2 Queens Road Central, Hong Kong, Hong Kong |
條件
| 生效日期 | 牌照條件 |
|---|---|
| 2010年1月4日 | 持牌人只可向專業投資者提供服務。\"專業投資者\"的定義在《證券及期貨條例》及其附屬法例的條文內界定。 |
| 2017年7月12日 | 就第6類受規管活動而言，持牌人就證監會發出的《公司收購、合併及股份回購守則》範圍內的有關事宜/交易，以顧問身分向客戶提供意見時，必須與(該客戶的) 另一名顧問共同行事，而該另一名顧問須不受此條件的規限。 |
公開紀律行動
| 採取行動日期 | 所採取的行動 | 證監會新聞稿 |
|---|
前稱
| 有效期至 | 名稱 |
|---|---|
| 2011年11月22日 | Jefferies Hong Kong Limited傑富瑞香港有限公司 |
| 2011年6月22日 | Jefferies Hong Kong Limited |
牌照記錄
| 受規管活動 | 有效時期 |
|---|---|
| 證券交易 | 2010年1月4日~ |
| 期貨合約交易 | 2012年10月3日~2015年8月31日 |
| 就證券提供意見 | 2010年1月4日~ |
| 就機構融資提供意見 | 2010年1月4日~ |
Was this helpful?
0 / 0
為這個公司/經紀人進行評等！
[評等總次數: 0，平均評等: 0]
本文链接： https://hk.hksecwiki.com/corp/2047/
由HKSecWiki香港券商百科整理发布，香港证券开户请访问hksecwiki.com