牌照詳情
| 法團名字: | Merrill Lynch (Asia Pacific) Limited |
| 證監會中央編 號: | AAC198 |
| 發牌日期: | 27/05/2005 |
| 受規管活動 | 生效日期 |
|---|
| 證券交易 | 2005年5月27日 |
| 就證券提供意見 | 2005年5月27日 |
| 就期貨合約提供意見 | 2017年4月26日 |
| 就機構融資提供意見 | 2005年5月27日 |
地址
| 營業地址 |
|---|
| Level 18-21 and Units 1-3, 5-9 Level 22, Tower B of Kowloon Commerce Centre, No. 51 Kwai Cheong Road Kwai Chung New Territories, Hong Kong |
| 香港中環皇后大道中2號長江集團中心55樓 |
| Level 37-40, 52, 53, 55, Cheung Kong Center, 2 Queen's Road Central, Hong Kong |
負責人員
| 負責人員名字 | 中央編號 |
|---|
| BARSHA Thomas | APS977 |
| BASLER Matthew Howard | BPY590 |
| BATRA Nitin | BBU298 |
| CHAN Kam Chi, Angello陳錦池 | ABN253 |
| CHANG Wen- I Phoebe | BAX300 |
| CHENG Kin Lung, David鄭建龍 | ABR710 |
| CHU Peter Pa-en | ALW236 |
| COBEN Craig Bradley | BPV438 |
| DONDE Mandar Suresh | BIC773 |
| FESCHET Xavier, Boris | AMK015 |
| GAO Meng高甍 | AQN969 |
| GUENTHARDT Peter Konrad | BEG331 |
| HIGHFIELD Tucker Montana | AIQ970 |
| HSUEH Yan-Wen薛焱文 | ATN371 |
| HU Xiao胡晓 | AXQ422 |
| KIM Yong Chan金容賛 | AIH348 |
| KWONG Alan Chi Hang | AJK662 |
| LEE Joseph B | ACJ181 |
| LEUNG Kin, Kenneth梁堅 | AEW050 |
| LIANG Zhonghuan梁仲歡 | APM129 |
| LIEN Vincent Wai Sun連維新 | AMM448 |
| LIN John Jun林俊 | ARM925 |
| LO Yin盧彥 | ALR886 |
| MANO Stefan | BGB559 |
| MC LELLAN Daniel Robert | AOU637 |
| MERAJ Syed Adnan | AML803 |
| NI Chao倪超 | ARH768 |
| OBEROI Navdeep Singh | BJU820 |
| PRATT Michael Charles Harding Kayas | AEK878 |
| REN Cheng任琤 | AXC895 |
| SAHU Vikram Prem Kumar | BHB674 |
| SAWHNEY Akshay | BCJ994 |
| SCHWILLE Mark Andrew | AGN694 |
| SEATON Graham Trevor | ARI681 |
| SINHA Adarsh | AVQ918 |
| STEINEMANN Patrick Paul | ARN033 |
| SU Chi蘇馳 | AJE750 |
| TAM Yui Hong, Conan譚悅康 | AHC108 |
| TO Fung杜峰 | AFJ428 |
| TSUI Ka Lun徐家麟 | AWP641 |
| TSUI Siu Fung, Shelton徐兆峰 | APB436 |
| WANG Xuelu王雪璐 | AZX263 |
| WILLIAMS Benjamin Robert | APD124 |
| WONG Chung Chit王縱哲 | AXI490 |
| YIN Yifeng殷逸峰 | ANQ758 |
| ZHOU Xiaoming周曉明 | ARJ056 |
| ZIBILICH Nathan Michael | AXD511 |
代表
| 代表名字 | 中央編號 |
|---|
| AGARWALLA Vikash | BPC434 |
| AI Xihong艾錫宏 | AVW302 |
| ALBUQUERQUE Dinesh Jeremy | BOU437 |
| AMOYAL Alexandra Keren | BOC074 |
| ARORA Anvita | BMY515 |
| AU Cherie Tsui Yee區翠兒 | BFJ728 |
| AU Ho Chung區皓綜 | BBW370 |
| BAHUGUNA Himanshu | BGT178 |
| BAKSI Aritra | BHJ793 |
| BANA Aashvi | BPK829 |
| BANSAL Navneet Kumar | ANU797 |
| BAO Xitong包希曈 | BFW991 |
| BEATTIE Russell William | ALI346 |
| BEUREL Damien Jacky | ATY074 |
| BROADFIELD David John | BBT521 |
| CABAL Bill Kristoffer | BJS895 |
| CAO Yuanyuan曹媛媛 | BOG925 |
| CHAI Yingshan柴櫻珊 | BKD933 |
| CHAN Kan Yin陳耿彥 | BPW428 |
| CHAN Ming Hong | BHP912 |
| CHAN Ruo Jun, Angela陳若君 | AXX714 |
| CHAN Yet Wun Joyce陳日韻 | BEA760 |
| CHAN Yue Hang, Emerson陳俞亨 | AUK171 |
| CHANG Hsiao Han張筱函 | BMF393 |
| CHANNA Vishal | ASE667 |
| CHEE Kok Siong徐國祥 | BEA825 |
| CHEE Wei Feng, Alan | BJU728 |
| CHEN Chen陳晨 | BJU568 |
| CHEN Feiyang陳飛揚 | BQC220 |
| CHEN Hongda | BQY997 |
| CHEN Hsiang-Ju陳湘如 | AQY429 |
| CHEN Hung陳虹 | BKJ755 |
| CHEN Keni陈柯霓 | BPX694 |
| CHEN Liang陳亮 | AWM930 |
| CHEN Runhui陳潤揮 | BHD522 |
| CHEN Yiqiao陈奕桥 | BPW911 |
| CHEN Yumei陳毓梅 | BFW973 |
| CHEN Ziyao陈子尧 | BPJ838 |
| CHENG Robin Shiang程翔 | ATD727 |
| CHENG Sheng-Jung鄭勝榮 | ANF064 |
| CHENG Yan Ting鄭恩婷 | AUC961 |
| CHEUNG Chun Him張俊謙 | BKA569 |
| CHEUNG Hok Yan Jennifer張學欣 | BQN650 |
| CHEUNG Ka Po張家寶 | BPK582 |
| CHEUNG Lok Yan張洛銦 | BMM029 |
| CHO Wen Jie, Jack曹文傑 | ANW202 |
| CHOI Cheong Ga蔡崇嘉 | ARG565 |
| CHOI Geoffrey Cheuk Lun蔡卓燐 | BEQ918 |
| CHOI Jin Woo | BOU649 |
| CHOO Sung Min | BOJ583 |
| CHOPRA Sameer | BAU420 |
| CHOUDHARY Keshav Pawankumar | BHX770 |
| CHOW Wing Yiu周永曜 | BDR786 |
| CHU Pei Yu Julian朱沛裕 | BQQ769 |
| CHU Wai Kit, Danny朱偉傑 | AFV890 |
| CHU Yiwei褚怡玮 | BPW311 |
| CHUI Raybourne Wai Bong徐偉邦 | BOM707 |
| CHUNG Wen Xuan Vincent鍾文軒 | BMD867 |
| COHEN Benjamin Joseph | BGG518 |
| COOPER Sarah Louise | AVR887 |
| CUI Shuo崔碩 | BHO187 |
| CUI Yiyi崔奕奕 | BNR308 |
| CUMBY Jonathan James | BHH754 |
| DAVID Gregory, Ralph | ATF071 |
| DEWBERRY Paul Robert | ALI718 |
| DONG An Qi | BMK447 |
| DU Yuantao杜渊韬 | BNH040 |
| FAN Yang樊杨 | BPX009 |
| FANG Chen方宸 | BPW297 |
| FENG Xuan冯玄 | BQA790 |
| FONG Ka Ho方家浩 | AND841 |
| FUCHS Alexander | BPR489 |
| FUNG Natalie馮思敏 | BJW964 |
| GALLAGHER Casey Haran | AQE600 |
| GE Ziqi葛子琪 | BPS976 |
| GEE Nathan Jordon朱耀宗 | BAJ023 |
| GOEL Maneesh | BIQ203 |
| GUAN Guhan關谷涵 | BKH264 |
| GUO Tong郭桐 | BPS965 |
| GUO Yue郭悅 | BHX273 |
| GUO Zikang郭梓康 | BPW020 |
| GUPPY Ramin Brian | BEK731 |
| HA Sangwook河尚旭 | AQA451 |
| HAAS Harold, Gregory | ARW500 |
| HANLEY Cathal Timothy | BLD572 |
| HASSAN Shamus | ACX995 |
| HE Kaihong何凱紅 | BRA427 |
| HE Wenyi和文怡 | BID174 |
| HE Yitian何依恬 | BPX008 |
| HENELY Lee Paul | BHH489 |
| HO Pui Fung, Dominic何沛峰 | ARF686 |
| HOCK Wai Hou何維豪 | AZH640 |
| HONG Tianze洪天泽 | BOM092 |
| HSU Ren Pei許荏沛 | BQV664 |
| HU Jiguang胡霽光 | AUC306 |
| HU Yi胡逸 | BQS128 |
| HUANG Guanyu黄冠宇 | BOF489 |
| HUEY Te-An惠德安 | BJT111 |
| IGARI KAYO | BOH011 |
| JADROSICH Rafe Jason | BLG300 |
| JANG Jinah | BQR908 |
| JANG Suh Won | BIB440 |
| JAWAL Anshul | ATN368 |
| JI Wenjing吉文菁 | BHN687 |
| JIA Shuzhen贾书臻 | BNG459 |
| JIN Feng金鋒 | BPJ751 |
| JING Shu荊舒 | BIC415 |
| JOO Jihyun Katherine朱祉泫 | AZJ437 |
| JU Lixin琚里昕 | BFR736 |
| KANG Ran康然 | BMX610 |
| KANG Yun-Hsuan康耘瑄 | BMV429 |
| KAPUR Ajay Singh | ACA305 |
| KHADERIA Nirmal Kumar | BLD569 |
| KIM Josephine Jisoo | ASL685 |
| KODER Matthew Michael | AFF167 |
| KUAN Sai In關世妍 | BOE912 |
| LAI Kwok Yin, Kevin Godfrey黎國賢 | AOS676 |
| LAM Fong Chun林方進 | AYR790 |
| LAM Ka Ho林嘉豪 | BJP817 |
| LAM Wing Yee, Florence林穎怡 | ALR884 |
| LAU Tsz Ching Julia | BFW808 |
| LEE Angela Mei Lan李美蘭 | ADB609 |
| LEE Chi Ho李志豪 | ALB118 |
| LEE Chung-Han李忠翰 | BET671 |
| LEE Daeun | BOF404 |
| LEE Ji Su李知修 | BDE438 |
| LEE Joon Ho | ATX670 |
| LEE Martin Kin Mann李健文 | AFE596 |
| LEE Yeon Jae | BOB421 |
| LEE Young Suk Julianne李英淑 | AQS657 |
| LEI Jiawei雷嘉巍 | BDR797 |
| LEONG Chi Fong梁梓峰 | BJV151 |
| LEUNG Ambrose Yin Pok | ATO811 |
| LEUNG Chong梁聰 | BHH990 |
| LEUNG Hui Homn梁煦翰 | ARW893 |
| LEUNG Sze Wan梁思韻 | BOD304 |
| LEUNG Wai Leung梁偉亮 | APR727 |
| LEWIN Matthew Craig | BEM162 |
| LI Bo李博 | BCY613 |
| LI Hanting李涵汀 | ATI121 |
| LI Jessica Y李穎 | AWV098 |
| LI Jing李晶 | BHX783 |
| LI Lefu李樂夫 | BHY683 |
| LI Luzi李露滋 | BOP511 |
| LI Ming李明 | ARH985 |
| LI Xiang Betty | AYR059 |
| LI Xiyin李夕吟 | BHN672 |
| LI Zhiyu李智瑜 | BRB022 |
| LIANG QianQian | BKQ750 |
| LIAO Gehan廖舸涵 | BOP001 |
| LILLEY Jonathan Gareth | AVI570 |
| LIN Haohua林皓華 | BOI926 |
| LIN Regan Nan-hong林南宏 | AXV016 |
| LIU Feifan劉斐凡 | BDJ264 |
| LIU Ji劉霽 | BMR643 |
| LIU Mengchen劉夢晨 | BAF175 |
| LIU Shijing劉時菁 | BAC148 |
| LO Wai Ming Patrick盧偉明 | BEN016 |
| LO Yu Jie | BLF222 |
| LOVE Christopher James | BHS722 |
| LU David | BQP402 |
| LUK Kai Man Victor陸啟文 | BOO790 |
| LUN Nga See倫雅詩 | BNL195 |
| LUO Chen羅辰 | ALI695 |
| LUO Ping羅萍 | AYJ730 |
| MA Hsuan Chi馬宣琪 | BPJ420 |
| MACEY Maxwell Nathan | BQN330 |
| MAK Tin Chak麥天澤 | BHP830 |
| MATHUR Rajat | AVQ939 |
| MEHROTRA Vipul | AWE469 |
| MEHTA Hashween Antonio | AOC907 |
| MENG Haoting孟浩庭 | BFW977 |
| MENG Jun孟鈞 | BFY877 |
| MILLER Elizabeth Kathleen | BGH558 |
| MOHIDEEN Khaleelur Rahman | ABM107 |
| MOLANDER Eric William | BBZ043 |
| MONNET Arthur Benoit | BNV078 |
| MUKHERJI Ranobir | AUS447 |
| NACKTER Lars Bertil | BBZ482 |
| NAGATA Shunosuke | AQP759 |
| NG Chor Sum Sam吳楚琛 | AYT391 |
| NG Hay Ling, Billy吳希凌 | AVJ721 |
| NG Lai Ying吳麗瑩 | BOM227 |
| NG Yeuk Hon吳約翰 | BPN514 |
| NIHALANI Manoj Ghansham | AMZ918 |
| NORDBERG Brian Victor Edward | APZ205 |
| OH Binnarae | BMQ806 |
| OH Sun Kyung | BPU791 |
| OUYANG Miao欧阳淼 | BOJ110 |
| PAIDIPATHI Apurva | AXH948 |
| PEFANIS Anastasios Tassos | BGB532 |
| PENG Shuo彭碩 | AQX906 |
| PEPPING Joseph | BFY463 |
| PI Xiaoqing皮晓晴 | BOS582 |
| POON Yiu Ming David潘燿明 | BBH082 |
| PROFFITT Lee James | BQL639 |
| PUNO Clemente Anthonio IV Castro | BIJ482 |
| PURI Narinder | ATN363 |
| QIAO Hong喬虹 | AMI194 |
| QIU Xu邱旭 | BPH455 |
| READ Ben Edward | AXX095 |
| REN Margaret Keying任克英 | ABT659 |
| REN Siyuan任思遠 | BND163 |
| ROBERSON Keri Anna | BPM469 |
| SAIGAL Gaurav | APQ799 |
| SALGAONKAR Sachin | ANF161 |
| SAMADHIYA Ritesh | AOX630 |
| SCHWARTZ Zachary Irwin | AXD565 |
| SEOW Chi Yip | BJS157 |
| SERJEANT Daniel Luke | BCV361 |
| SHAHAM Ido | BPA292 |
| SHAN Ling單灵 | BGB366 |
| SHAO Lei邵磊 | ASK857 |
| SHEN Dai 沈岱 | BGI261 |
| SHI Qi施琪 | BOS808 |
| SI Tingting司婷婷 | AYB999 |
| SIAH Geok Wah謝育華 | BGD659 |
| SINHA Adarsh | AVQ918 |
| SKURR Paul Thomas | AQS669 |
| SO Yu Wa蘇裕華 | BCV119 |
| SON Benjamin Yong | BOR491 |
| SON Bum Ki | BJY542 |
| SONG Gisuk | BAM916 |
| SONI Neeraj Narendra | BQJ777 |
| STRINGER Lydia Teagan Elizabeth | AXR352 |
| SUN Haoting孫昊廷 | BHX571 |
| SUN Siwei孫思偉 | BJU563 |
| SUNDARESAN Balasubramanian | BDO592 |
| SZE Wai Pang, Rick施維鵬 | AGK899 |
| TAI Tsz Lan, Katherine戴梓蘭 | AOP179 |
| TAM Ka Yun譚家潤 | ATI412 |
| TAM Nelson Kai Him譚棨謙 | BMI052 |
| TAN Christine陳思亭 | AET253 |
| TAN Dominic Zhi Ping陳志平 | AXF453 |
| TANG Ho Fung鄧浩楓 | BEI531 |
| TANG Aaron Jian Ye湯建燁 | BNS476 |
| TANG Tsun Kit George鄧俊傑 | ASW346 |
| TAO Xiaoying陶晓影 | BJU821 |
| TENG Xuan滕晅 | BHX276 |
| TIAN Jingyu田婧宇 | BPX058 |
| TIAN Yuan田園 | APU609 |
| TONG Xin佟欣 | BFV215 |
| TSANG Kai Yin曾啟賢 | AED925 |
| TSE Benedict謝家晉 | BMQ610 |
| TSO Yam Fan曹音凡 | AWZ404 |
| TUPPER Nigel Robert | ACS592 |
| VAN MEERENDONK Martin John | AUX285 |
| VERMA Divya Prem Kumar | BHX709 |
| WAN Lap Kei尹立基 | AML156 |
| WANG Aiyi王艾仪 | BOM643 |
| WANG CHEN王琛 | BOK395 |
| WANG Guanyi王冠軼 | BBU539 |
| WANG Haobo王昊博 | BMQ797 |
| WANG Mengting王夢婷 | AXS404 |
| WANG Qing王青 | BJZ437 |
| WANG Wenqi | AYT129 |
| WANG Xin王欣 | BHX274 |
| WANG Yiran王怡然 | AZM036 |
| WANG Yiyi王懿懿 | ATH922 |
| WANG Ziyao王子瑤 | BJU722 |
| WEEGENAAR Justinus Simon | BFW338 |
| WEI Jie魏洁 | BNE719 |
| WEI Yuanqi魏园琪 | BON666 |
| WONG Kar Fai Alan黃嘉輝 | BEA777 |
| WONG Timothy Mun Tim | BNB054 |
| WONG Timothy Tin Wai黃天維 | AFS526 |
| WONG Tsz Hin Chris王梓軒 | AYH771 |
| WOO Chong Kin, Frankie胡創健 | AOQ882 |
| WOO Dong Je | BAP106 |
| WOO Michael T吳忠 | AGP791 |
| WU Ling巫羚 | BMP332 |
| WU Xueni吳雪妮 | BJI146 |
| WU Yi吳旖 | AMI555 |
| XI Ye奚曄 | BEI736 |
| XIA Luying夏璐瑩 | BEE582 |
| XIANG Yanzhou向彥舟 | BIW345 |
| XU Lingjue許齡珏 | BDV629 |
| XU Mengmeng徐萌萌 | BPQ333 |
| XU Nan徐楠 | BNC136 |
| XU Nuo許諾 | BOA935 |
| XU Yining徐易宁 | BNO527 |
| XU Yunzhi許蘊之 | BPK668 |
| XUE Yi薛奕 | BOR244 |
| YAN Wing Tak甄穎德 | APQ792 |
| YANG Mengjie楊梦婕 | BOO896 |
| YANG Shuying杨书莹 | BPW872 |
| YANG Yueqi杨玥琦 | BQV557 |
| YAO Yao姚瑤 | ARI756 |
| YEUNG Kei Yuen楊紀元 | AFC433 |
| YEUNG King Fai楊景輝 | ASX278 |
| YU Xingyi虞醒怡 | BND641 |
| YU Zhongyuan虞中元 | AWZ373 |
| YUAN Dan袁旦 | AXY484 |
| YUAN Yichen袁怡晨 | BGT596 |
| YUNG Steven翁立行 | BQP401 |
| ZENG Hongxuan曾鴻軒 | BMK901 |
| ZENG Zhuo曾琢 | BPW929 |
| ZHANG David Jinho張展豪 | AZV151 |
| ZHANG Lei張蕾 | BNF391 |
| ZHANG Qin張琴 | AYA188 |
| ZHANG Qirui張啟銳 | BJV452 |
| ZHANG Yan张演 | BPW873 |
| ZHAO Chenchen趙晨晨 | BPW861 |
| ZHAO Min趙敏 | ANW366 |
| ZHAO Yanlin趙彥琳 | AVY037 |
| ZHAO Yuanyuan趙媛媛 | BPL711 |
| ZHAO Yuhao趙宇豪 | BNO617 |
| ZHENG Shihao鄭世豪 | BKL166 |
| ZHENG Xiaotian鄭嘯天 | BAE169 |
| ZHENG Zhi鄭植 | BKE403 |
| ZHOU Cong周淙 | AZS682 |
| ZHOU Zilin周子麟 | BPW921 |
| ZHU Jinji朱勁吉 | ARG203 |
| ZHU Kexin朱可欣 | BNJ818 |
| ZHU Xinyi朱心怡 | BQN657 |
| ZHUANG Xiaomeng庄曉夢 | BEL946 |
| ZUO Huiying左慧颖 | BQP772 |
| ZUO Mingzhi左明治 | BNN320 |
投訴主任
條件
公開紀律行動
| 採取行動日期 | 所採取的行動 | 證監會新聞稿 |
|---|
| Mar 24, 2017 12:00:00 AM | Public Reprimand | English中文 |
| Mar 24, 2017 12:00:00 AM | Fine | English中文 |
前稱
| 有效期至 | 名稱 |
|---|
| 2014年7月4日 | Merrill Lynch (Asia Pacific) Limited 美林(亞太)有限公司 |
| 2003年1月29日 | Merrill Lynch (Asia Pacific) Limited |
| 1992年4月13日 | Merrill Lynch (Asia Pacific) Limited trading as MLCM |
| 1987年4月21日 | Otranto Enterprises Limited |
牌照記錄
| 受規管活動 | 有效時期 |
|---|
| 證券交易 | 2003年4月1日~ |
| 就證券提供意見 | 2003年4月1日~ |
| 就期貨合約提供意見 | 2017年4月26日~ |
| 就機構融資提供意見 | 2003年4月1日~ |
| 提供自動化交易服務 | 2003年4月1日~2013年11月14日 |
| 提供資產管理 | 2003年4月1日~2005年1月25日 |
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