牌照詳情

法團名字: Merrill Lynch Far East Limited
證監會中央編 號:AAC352
發牌日期:27/05/2005
受規管活動生效日期
證券交易2005年5月27日
期貨合約交易2010年8月20日
就證券提供意見2005年5月27日
就機構融資提供意見2005年5月27日

地址

營業地址
Level 18-21 and Units 1-3, 5-9 Level 22, Tower B of Kowloon Commerce Centre, No.51 Kwai Cheong Road Kwai Chung New Territories, Hong Kong
香港中環皇后大道中2號長江集團中心55樓
Level 37-40, 52, 53, 55, Cheung Kong Center, 2 Queen's Road Central, Hong Kong
電郵地址
[email protected]
網站地址
www.bofaml.com

負責人員

負責人員名字中央編號
BANSAL Navneet KumarANU797
BARSHA ThomasAPS977
BASLER Matthew HowardBPY590
BATRA NitinBBU298
BEATTIE Russell WilliamALI346
BROADFIELD David JohnBBT521
CHANG Wen- I PhoebeBAX300
CHENG Kin Lung, David鄭建龍ABR710
CHU Peter Pa-enALW236
COBEN Craig BradleyBPV438
DAVID Gregory, RalphATF071
DONDE Mandar SureshBIC773
FESCHET Xavier, BorisAMK015
FU Xin付鑫ALZ731
GAO Meng高甍AQN969
GUENTHARDT Peter KonradBEG331
HIGHFIELD Tucker MontanaAIQ970
HSUEH Yan-Wen薛焱文ATN371
HU Xiao胡晓AXQ422
KIM Yong Chan金容賛AIH348
KWONG Alan Chi HangAJK662
LEE Joseph BACJ181
LEE Martin Kin Mann李健文AFE596
LEUNG Kin, Kenneth梁堅AEW050
LIEN Vincent Wai Sun連維新AMM448
LO Yin盧彥ALR886
MANO StefanBGB559
MC LELLAN Daniel RobertAOU637
MERAJ Syed AdnanAML803
MILLER Elizabeth KathleenBGH558
NI Chao倪超ARH768
PRATT Michael Charles Harding KayasAEK878
PURI NarinderATN363
SAIGAL GauravAPQ799
SAWHNEY AkshayBCJ994
SCHWILLE Mark AndrewAGN694
SEATON Graham TrevorARI681
STEINEMANN Patrick PaulARN033
SU Chi蘇馳AJE750
TAM Yui Hong, Conan譚悅康AHC108
THIRIET Olivier Louis LucienASS294
TO Fung杜峰AFJ428
TSUI Ka Lun徐家麟AWP641
TSUI Siu Fung, Shelton徐兆峰APB436
WANG Xuelu王雪璐AZX263
WILLIAMS Benjamin RobertAPD124
WONG Chung Chit王縱哲AXI490
YIN Yifeng殷逸峰ANQ758
ZHOU Xiaoming周曉明ARJ056

代表

代表名字中央編號
ADACHI ChihoBHT722
AI Xihong艾錫宏AVW302
ALBUQUERQUE Dinesh JeremyBOU437
AMOYAL Alexandra KerenBOC074
ARORA AnvitaBMY515
AU Cherie Tsui Yee區翠兒BFJ728
AU Ho Chung區皓綜BBW370
BAHUGUNA HimanshuBGT178
BANA AashviBPK829
BAO Xitong包希曈BFW991
BEUREL Damien JackyATY074
BOTHRA GunjanBGA581
BOUSQUET Emmanuel, Franz, RogerBHP249
BRAGINSKIY DmitriyASE444
CABAL Bill KristofferBJS895
CABANNES Robin Claude LouisBOP236
CAO Yuanyuan曹媛媛BOG925
CHAI Yingshan柴櫻珊BKD933
CHAN Kan Yin陳耿彥BPW428
CHAN Ruo Jun, Angela陳若君AXX714
CHAN Woon Yew, William曾煥耀ALJ813
CHAN Yet Wun Joyce陳日韻BEA760
CHANNA VishalASE667
CHAU Wai Yan周慧欣BLI739
CHEE Kok Siong徐國祥BEA825
CHEE Wei Feng, AlanBJU728
CHEN Chen陳晨BJU568
CHEN Feiyang陳飛揚BQC220
CHEN HongdaBQY997
CHEN Hsiang-Ju陳湘如AQY429
CHEN Hung陳虹BKJ755
CHEN Keni陈柯霓BPX694
CHEN Liang陳亮AWM930
CHEN Meng陳萌BBY836
CHEN Runhui陳潤揮BHD522
CHEN Xi陳曦AXY946
CHEN Yansong陳燕嵩BQY912
CHEN Yiqiao陈奕桥BPW911
CHEN Yumei陳毓梅BFW973
CHEN Ziyao陈子尧BPJ838
CHENG Yan Ting鄭恩婷AUC961
CHEUNG Ho Loon Alan張浩麟BOL668
CHEUNG Hok Yan Jennifer張學欣BQN650
CHEUNG Ka Po張家寶BPK582
CHEUNG Lok Yan張洛銦BMM029
CHO Wen Jie, Jack曹文傑ANW202
CHOI Geoffrey Cheuk Lun蔡卓燐BEQ918
CHOI Jin WooBOU649
CHOI Pui Yue, Jessica蔡佩儒AWA139
CHOO Sung MinBOJ583
CHOUDHARY Keshav PawankumarBHX770
CHOW Wing Yiu周永曜BDR786
CHU Pei Yu Julian朱沛裕BQQ769
CHU Yiwei褚怡玮BPW311
CHUI Raybourne Wai Bong徐偉邦BOM707
CHUNG Wen Xuan Vincent鍾文軒BMD867
COHEN Benjamin JosephBGG518
CONNOR Gavin DavidARJ485
COOPER Sarah LouiseAVR887
CUMBY Jonathan JamesBHH754
DAVOUST Arnaud Yves RogerBPA032
DONG An QiBMK447
DORVAL Julien Thierry Henri BNX685
DUNHAM Christopher MarkANU648
FANG Chen方宸BPW297
FENG Xuan冯玄BQA790
FONG Ka Ho方家浩AND841
FU Xin付鑫ALZ731
FUCHS AlexanderBPR489
FUNG Natalie馮思敏BJW964
GALLAGHER Casey HaranAQE600
GE Ziqi葛子琪BPS976
GOEL ManeeshBIQ203
GOURMELEN ArnaudAKX538
GUO Tong郭桐BPS965
GUO Yue郭悅BHX273
GUO Zikang郭梓康BPW020
GUPPY Ramin BrianBEK731
HA Sangwook河尚旭AQA451
HAAS Harold, GregoryARW500
HAHM Sun OhBIG850
HANLEY Cathal TimothyBLD572
HARASHIMA KenjiAPB637
HASSAN ShamusACX995
HE Kaihong何凱紅BRA427
HE Wenyi和文怡BID174
HE Yitian何依恬BPX008
HELBIG Christian BennettAZH658
HENELY Lee PaulBHH489
HO Pui Fung, Dominic何沛峰ARF686
HOCK Wai Hou何維豪AZH640
HONDA KazumaBIY261
HONG Keith Chun-yiu康振耀AXR368
HONG Tianze洪天泽BOM092
HSU Ren Pei許荏沛BQV664
HU Jiguang胡霽光AUC306
HU Yi胡逸BQS128
HUANG Guanyu黄冠宇BOF489
HUANG Sihan黃思瀚BQN223
HUANG Wenyi黃文怡BBP548
HUEY Te-An惠德安BJT111
IGARI KAYOBOH011
IMAZU NanakoAVU642
IWAMI Eugene SatoshiBEG521
JANG JinahBQR908
JANG Suh WonBIB440
JAWAL AnshulATN368
JI Wenjing吉文菁BHN687
JIA Shuzhen贾书臻BNG459
JIN Feng金鋒BPJ751
JING Shu荊舒BIC415
JOO Jihyun Katherine朱祉泫AZJ437
KAMIZURU-BOWMAN Geoffrey ThomasBDM884
KANG Ran康然BMX610
KEFFORD Daniel LukeBCY114
KERRAND Gregory Laurent ChristianATY269
KHADERIA Nirmal KumarBLD569
KIM Josephine JisooASL685
KIM KangwheeBAC072
KIM Kyung DukAEI617
KLAVINS RobertsAZS942
KODER Matthew MichaelAFF167
KUAN Sai In關世妍BOE912
KUDO YokoBHT721
KUGAN Aaron MarkBEY035
KULKARNI Amit ChandramohanBIW790
LAI Kwok Yin, Kevin Godfrey黎國賢AOS676
LAM Fong Chun林方進AYR790
LAM Wing Yee, Florence林穎怡ALR884
LANDAIS Francois Michel FlorentBIN527
LAU Tsz Ching JuliaBFW808
LAU Wai Ying劉煒盈BDW188
LEE Angela Mei Lan李美蘭ADB609
LEE Chi Ho李志豪ALB118
LEE Chung-Han李忠翰BET671
LEE DaeunBOF404
LEE Ji Su李知修BDE438
LEE Joseph BACJ181
LEE Yeon JaeBOB421
LEE Young Suk Julianne李英淑AQS657
LEI Jiawei雷嘉巍BDR797
LEONG Chi Fong梁梓峰BJV151
LEUNG Ambrose Yin PokATO811
LEUNG Sze Wan梁思韻BOD304
LEWIN Matthew CraigBEM162
LI Hanting李涵汀ATI121
LI Jessica Y李穎AWV098
LI Jing李晶BHX783
LI Xiang BettyAYR059
LI Xiyin李夕吟BHN672
LI Zhiyu李智瑜BRB022
LIANG QianQianBKQ750
LIAO Gehan廖舸涵BOP001
LILLEY Jonathan GarethAVI570
LIM NicolaANZ788
LIN Haohua林皓華BOI926
LIN John Jun林俊ARM925
LIN Regan Nan-hong林南宏AXV016
LIU Ji劉霽BMR643
LIU Mengchen劉夢晨BAF175
LIU Shijing劉時菁BAC148
LIU Yin劉寅AXR266
LO Wai Ming Patrick盧偉明BEN016
LOVE Christopher JamesBHS722
LU DavidBQP402
LUK Kai Man Victor陸啟文BOO790
LUN Nga See倫雅詩BNL195
LUO Ping羅萍AYJ730
MA Hsuan Chi馬宣琪BPJ420
MACEY Maxwell NathanBQN330
MAHESWARI ArbindBGK257
MAK Tin Chak麥天澤BHP830
MATHUR RajatAVQ939
MEHROTRA VipulAWE469
MEHTA Hashween AntonioAOC907
MENG Haoting孟浩庭BFW977
MENG Jun孟鈞BFY877
MHATRE Vinata ShaileshAXU892
MOHIDEEN Khaleelur RahmanABM107
MOLANDER Eric WilliamBBZ043
MONNET Arthur BenoitBNV078
MUKHERJI RanobirAUS447
NAGATA ShunosukeAQP759
NAH Yu Siang Kenneth藍宇翔BBQ205
NG Chor Sum Sam吳楚琛AYT391
NG Lai Ying吳麗瑩BOM227
NG Li Huei黃立蕙AZJ948
NG Yeuk Hon吳約翰BPN514
NG Ying Yuk, Loretta吳瀅玉AMT915
NGUYEN The-Xuan-DieuBBM580
NIHALANI Manoj GhanshamAMZ918
NORDBERG Brian Victor EdwardAPZ205
OH Sun KyungBPU791
PAIDIPATHI ApurvaAXH948
PAN Weijian潘偉劍AVK683
PASCOE Simon JamesBJP618
PEFANIS Anastasios TassosBGB532
PENG Shuo彭碩AQX906
PEPPING JosephBFY463
POON Yiu Ming David潘燿明BBH082
PRATT Michael Charles Harding KayasAEK878
PROFFITT Lee JamesBQL639
PUNO Clemente Anthonio IV CastroBIJ482
PURI TarunBIZ293
QIU Xu邱旭BPH455
RATHI SourabhBNN322
READ Ben EdwardAXX095
REN Cheng任琤AXC895
REN Margaret Keying任克英ABT659
REN Siyuan任思遠BND163
ROBERSON Keri AnnaBPM469
SAITO TakayukiATG731
SCHWARTZ Zachary IrwinAXD565
SEOW Chi YipBJS157
SERJEANT Daniel LukeBCV361
SHAH Mihir BharatBGV038
SHAHAM IdoBPA292
SHAN Ling單灵BGB366
SHAO Lei邵磊ASK857
SHI Qi施琪BOS808
SIAH Geok Wah謝育華BGD659
SINGLA ManojBGK406
SKURR Paul ThomasAQS669
SO Yu Wa蘇裕華BCV119
SON Benjamin YongBOR491
SONI Neeraj NarendraBQJ777
STRINGER Lydia Teagan ElizabethAXR352
SUN Haoting孫昊廷BHX571
SUN Siwei孫思偉BJU563
SUNDARESAN BalasubramanianBDO592
SZE Wai Pang, Rick施維鵬AGK899
TAM Ka Yun譚家潤ATI412
TAM Nelson Kai Him譚棨謙BMI052
TAN Dominic Zhi Ping陳志平AXF453
TANG Ho Fung鄧浩楓BEI531
TANG Aaron Jian Ye湯建燁BNS476
TANG Tsun Kit George鄧俊傑ASW346
TAO Xiaoying陶晓影BJU821
TENG Xuan滕晅BHX276
TIAN Jingyu田婧宇BPX058
TONG Xin佟欣BFV215
TSANG Kai Yin曾啟賢AED925
TSE Benedict謝家晉BMQ610
VAN MEERENDONK Martin JohnAUX285
VERMA Divya Prem KumarBHX709
WALKER Andrew RobertBOR879
WAN Lap Kei尹立基AML156
WANG Aiyi王艾仪BOM643
WANG Haobo王昊博BMQ797
WANG Mengting王夢婷AXS404
WANG Qing王青BJZ437
WANG WenqiAYT129
WANG Xin王欣BHX274
WANG Yiran王怡然AZM036
WANG Yiyi王懿懿ATH922
WANG Ziyao王子瑤BJU722
WATANABE ShinoBDR566
WEEGENAAR Justinus SimonBFW338
WEI Jie魏洁BNE719
WEI Yuanqi魏园琪BON666
WILLIAMS Benjamin RobertAPD124
WONG Kar Fai Alan黃嘉輝BEA777
WONG Timothy Mun TimBNB054
WONG Timothy Tin Wai黃天維AFS526
WONG Tsz Hin Chris王梓軒AYH771
WOO Chong Kin, Frankie胡創健AOQ882
WOO Michael T吳忠AGP791
WU Xueni吳雪妮BJI146
XI Ye奚曄BEI736
XIA Luying夏璐瑩BEE582
XIANG Yanzhou向彥舟BIW345
XU Mengmeng徐萌萌BPQ333
XU Nan徐楠BNC136
XU Nuo許諾BOA935
XU Yining徐易宁BNO527
XU Yunzhi許蘊之BPK668
YAMAGUCHI RyunosukeBOF594
YAN Wing Tak甄穎德APQ792
YANG Shuying杨书莹BPW872
YANG Yueqi杨玥琦BQV557
YAO Yao姚瑤ARI756
YEUNG Kei Yuen楊紀元AFC433
YEUNG King Fai楊景輝ASX278
YONEOKA HideakiBDX787
YU Xingyi虞醒怡BND641
YUAN Dan袁旦AXY484
YUAN Yichen袁怡晨BGT596
YUNG Steven翁立行BQP401
ZENG Hongxuan曾鴻軒BMK901
ZENG Zhongqing曾忠清AVP034
ZENG Zhuo曾琢BPW929
ZHANG David Jinho張展豪AZV151
ZHANG Qin張琴AYA188
ZHANG Qirui張啟銳BJV452
ZHANG Yan张演BPW873
ZHAO Chenchen趙晨晨BPW861
ZHAO Chenfan趙晨帆AOS450
ZHAO Min趙敏ANW366
ZHAO Qing赵晴BNC883
ZHAO YangBHM855
ZHAO Yuanyuan趙媛媛BPL711
ZHAO Yuhao趙宇豪BNO617
ZHENG Shihao鄭世豪BKL166
ZHENG Xiaotian鄭嘯天BAE169
ZHENG Zhi鄭植BKE403
ZHOU Cong周淙AZS682
ZHOU Zilin周子麟BPW921
ZHU Xinyi朱心怡BQN657
ZUO Huiying左慧颖BQP772
ZUO Mingzhi左明治BNN320

投訴主任

電話號碼: 35082397
傳真號碼: 0
電郵地址: [email protected]
通訊地址: 香港中環皇后大道中2號長江集團中心37樓

條件

生效日期牌照條件
2020年10月8日就第6類受規管活動而言,持牌人不得就要求將任何證券在認可證券市場上市的申請以保薦人身分行事,但其因在2020年10月8日前接納的合約而必須履行的保薦人或合規顧問的工作則不在此限。

公開紀律行動

採取行動日期所採取的行動證監會新聞稿
Mar 24, 2017 12:00:00 AMFineEnglish
中文
Mar 24, 2017 12:00:00 AMPublic ReprimandEnglish
中文
Mar 14, 2019 12:00:00 AMPublic ReprimandEnglish
中文
Mar 14, 2019 12:00:00 AMFineEnglish
中文

前稱

有效期至名稱
2014年7月4日Merrill Lynch Far East Limited 美林遠東有限公司
2003年1月29日Merrill Lynch Far East Limited
1996年1月2日Merrill Lynch Hong Kong Securities Limited
1992年4月13日Merrill Lynch Hong Kong Securities Limited trading as MLCM
1982年8月21日Merrill Lynch - Sun Hung kai (Overseas Securities) Co. Ltd
1973年4月27日Merrill Lynch, Pierce, Fenner & Smith Hong Kong Limited
1972年12月19日Merrill Lynch Pierce Fenner & Smith Hong Kong Limited

牌照記錄

受規管活動有效時期
證券交易2003年4月1日~
期貨合約交易2010年8月20日~
就證券提供意見2003年4月1日~
就機構融資提供意見2003年4月1日~
提供自動化交易服務2013年7月17日~2018年11月16日},{"effectiveDate":2003年4月1日,"endDate":2005年1月25日
提供資產管理2003年4月1日~2005年1月25日

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