牌照詳情

法團名字: Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司
證監會中央編號:BSQ553
發牌日期:01/07/2022
受規管活動生效日期
證券交易2022年7月1日
就證券提供意見2022年7月1日
提供資產管理2022年7月1日

地址

營業地址
香港中環干諾道中8號遮打大廈17樓
電郵地址
[email protected]
網站地址
www.franklintempleton.com.hk

負責人員

負責人員名字中央編號
CHAU Man Fai, Ricky周文輝AVM774
CHEUK Siu Yuen, Ferdinand卓兆源ANT280
MOLINA George HAHO444
WONG Tak Tai黃德泰AKV151
YOUNG Ho Yip Alan楊豪業AGN028

代表

代表名字中央編號
CHAN Wing Kay, Vivian陳穎琪","entityName":"CHAN","entityOtherName":"Wing Kay, VivianAMR860
CHAN Ying Kwan陳盈君","entityName":"CHAN","entityOtherName":"Ying KwanBOJ181
CHEUNG Yuen Ting Evelyn張婉婷","entityName":"CHEUNG","entityOtherName":"Yuen Ting EvelynAMF558
CHUI Wai Hang徐偉恆","entityName":"CHUI","entityOtherName":"Wai HangAGN446
DING Rui丁睿","entityName":"DING","entityOtherName":"RuiBPL900
FONG Ivan James方宏毅","entityName":"FONG","entityOtherName":"Ivan JamesAPQ837
FUNG Yuen Tsun馮苑蓁","entityName":"FUNG","entityOtherName":"Yuen TsunAWU399
HAN Jonathan Yuchen韓禹晨","entityName":"HAN","entityOtherName":"Jonathan YuchenBNZ863
HE Jing","entityName":"HE","entityOtherName":"JingBSK026
HUANG Jiawen黃賈雯","entityName":"HUANG","entityOtherName":"JiawenAYW787
KO Wing Man高詠雯","entityName":"KO","entityOtherName":"Wing ManBNO090
KRAUTHEIM Erica Shao-Ning","entityName":"KRAUTHEIM","entityOtherName":"Erica Shao-NingAWG056
KUO Yen-ling郭妍伶","entityName":"KUO","entityOtherName":"Yen-lingAJK963
LAM Sin Ping籃倩萍","entityName":"LAM","entityOtherName":"Sin PingBSG136
LAM Wing Shuen林泳鏇","entityName":"LAM","entityOtherName":"Wing ShuenALQ164
LAU Man Chi劉敏姿","entityName":"LAU","entityOtherName":"Man ChiAOU841
LAU Pui Yee, Angela劉沛怡","entityName":"LAU","entityOtherName":"Pui Yee, AngelaAFN936
LAW Kit Ching羅潔貞","entityName":"LAW","entityOtherName":"Kit ChingASH464
LEE Kam Wing, Victor李錦榮","entityName":"LEE","entityOtherName":"Kam Wing, VictorAFD546
LEUNG Pang梁彬","entityName":"LEUNG","entityOtherName":"PangADY167
LEUNG Pui Wah梁佩華","entityName":"LEUNG","entityOtherName":"Pui WahBNS089
LEUNG Wai To梁慧途","entityName":"LEUNG","entityOtherName":"Wai ToAEC769
LI Yin Hei, David李衍熹","entityName":"LI","entityOtherName":"Yin Hei, DavidAVT129
MAK Kuen Kuen麥涓涓","entityName":"MAK","entityOtherName":"Kuen KuenAFV374
MAN Tak Yeung文德揚","entityName":"MAN","entityOtherName":"Tak YeungAGW116
NG Thomas Sai Kidd伍世傑","entityName":"NG","entityOtherName":"Thomas Sai KiddBPK383
TONG Tsang Fai唐崢輝","entityName":"TONG","entityOtherName":"Tsang FaiBAR578
TSAI Yu-ting蔡毓婷","entityName":"TSAI","entityOtherName":"Yu-tingBNS103
TSANG Tsz Shan曾子山","entityName":"TSANG","entityOtherName":"Tsz ShanBBS494
WONG Ching Kit王正杰","entityName":"WONG","entityOtherName":"Ching KitAZE937
WONG Sze Ngai黃思蔚","entityName":"WONG","entityOtherName":"Sze NgaiASH460
WONG Wai Kin, Ricky王偉鍵","entityName":"WONG","entityOtherName":"Wai Kin, RickyASZ387
YAU Arthur邱雅達","entityName":"YAU","entityOtherName":"ArthurBLZ370
YEUNG Ka Man, Theresa楊嘉雯","entityName":"YEUNG","entityOtherName":"Ka Man, TheresaASH883

投訴主任

電話號碼: 29109226
傳真號碼: 28290686
電郵地址: [email protected]
通訊地址: 17/F, Chater House, 8 Connaught Road Central, Central, Hong Kong

條件

生效日期牌照條件
2022年7月1日持牌人不得持有客戶證券。“持有”及“客戶證券”的定義已在《證券及期貨條例》的釋義條文內界定。\n\n
2022年7月1日就第4類受規管活動而言,持牌人只可向專業投資者提供服務。\"專業投資者\"的定義在《證券及期貨條例》及其附屬法例的條文內界定。

公開紀律行動

採取行動日期所採取的行動證監會新聞稿

前稱

有效期至名稱

牌照記錄

受規管活動有效時期
證券交易2022年7月1日~
就證券提供意見2022年7月1日~
提供資產管理2022年7月1日~

Was this helpful?

0 / 0

為這個公司/經紀人進行評等!
[評等總次數: 0,平均評等: 0]

本文链接: https://hk.hksecwiki.com/corp/BSQ553/
HKSecWiki香港券商百科整理发布,香港证券开户请访问hksecwiki.com

發佈留言 0

Your email address will not be published. Required fields are marked *